Regulatory Compliance Advisory Analyst Location: London (3 days a week in the office) Are you ready... of pricing and execution, record keeping, and surveillance for dealing and sales teams. Support the implementation...
responsibilities of the role : · Assist in the preparation of the firm’s risk based surveillance monitoring programme (including.... · Conduct compliance surveillance and monitoring controls by performing detailed documented investigations in accordance...
responsibilities of the role : · Assist in the preparation of the firm’s risk based surveillance monitoring programme (including.... · Conduct compliance surveillance and monitoring controls by performing detailed documented investigations in accordance...
preferential) Dealing with regulatory requests and fielding queries Experience reviewing surveillance escalations Developing...
that solutions are fully compliant with critical global regulatory reporting, surveillance, and control mandates as they evolve.... Ability to work closely with various teams including Application Development, Business Analyst & Operations. Preferred...
Real Estate (CRE) credit analyst to join our team in London. This role involves assigning new ratings and providing... surveillance on CMBS securitizations and other CRE-related transactions. You will play a key role in the process by: Developing...
, accuracy, timeliness and consistency of our product. About the Job: Lead ratings analyst for RMBS, which includes project... and recommendations. Write presale, new issuance and surveillance reports. Write commentaries and/or research reports on the RMBS sector...
requirements and expectations through compliance policies, advisory activity, training, monitoring, surveillance and supporting the... Maintenance and appropriate escalation of RAID logs Perform Business Analyst activities as required in a hybrid capacity...
requirements and expectations through compliance policies, advisory activity, training, monitoring, surveillance and supporting the... Maintenance and appropriate escalation of RAID logs Perform Business Analyst activities as required in a hybrid capacity...
Kingdom Summary/Overview: KBRA UK Limited is seeking an experienced Commercial Real Estate (CRE) credit analyst... to join our team in London. This role involves assigning new ratings and providing surveillance on CMBS securitizations and other CRE...