Job Description: YOUR IMPACT Are you passionate about client service, risk management and Equities markets... Client Ops team in London. Successful candidates will be required to use their skills to partner with Sales/Trading...
a consistent and effective risk based approach, compliant with professional standards, is deployed across the trading floor... and regulatory issues arising from sales and trading activities; Liaise and communicate with all internal stakeholders to ensure...
industry practice Conduct risk-based sample checking in line with the C&R quality assurance framework (across multiple product... and methodologies to ensure delivery of good customer outcomes. Conduct risk-based sample checking in line with the C&R outcome testing...
, and other stakeholders. Perform active monitoring of risky users. Review and approve end user tickets associated with data loss risk... providing lending, deposit taking, wealth management services and securities trading. At Close Brothers we provide financial...
judgement to prioritise alerts according to risk Communicate decisions to stakeholders WE WOULD LOVE TO HEAR... FROM YOU IF YOU HAVE/ARE: Good understanding of AML regulations and CDD requirements, sanctions risk, the UK sanctions regime and the FCA’s guidance...
. Reporting to the Treasury Manager, this role will support key treasury functions, including cash management, risk management... strategies to optimize liquidity. Foreign Exchange & Investments: Execute FX and investment deals as needed. Risk Management...
/methodology and its numerical implementation. Moreover, the team exchanges closely with FO Research team and Trading desk... and provides them technical support on all model/methodology related issues, in particular, on the various risk reports. The...
Risk Manager in the monitoring and improvement of the Conduct Risk Framework and training plan across the Bank. Supporting... documents. RESPONSIBILITIES Reporting Support with the ongoing review of the Conduct Risk Framework, proposing...
with institutional clients, sales & trading desks, technology and other business partners to offer best in class client service, solve... Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading...
innovative solutions to the most complex financial problems facing our trading businesses, control functions and international... closely with trading desks and structurers. Work in close partnership with control functions to ensure appropriate governance...
responsibilities if needed. Support our “Risk Excellence” culture. Desire for self-growth within the corporation. Adhere... & trading and investment management to institutional clients. Work, Live and Grow. We make all efforts to create a great work...
Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses... and branches in 13 countries. CMC offers an award winning online and mobile trading platform, enabling clients to trade up...
relating to Physical Commodities trading Assist with the management of the operational, reporting, and risk related elements... with oversight of regular filing and reporting requirements. Perform risk assessments, including conduct, financial crime, and money...
in upholding the three Operations principles of client focus, process innovation, and risk management. The team sits... within Operations and supports various GS business teams involved in secondary market trading of performing and non-performing loans...
banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides... essential risk management and control to preserve and enhance the firm's assets and its reputation. For every trade agreed...
financial products on exchanges around the world, raise funding, and manage risk. This is a dynamic, entrepreneurial team... trading floor. Global Banking & Markets: Change Management Are you a looking for a new opportunity to showcase...
discipline for Retail including responsibility for model risk office, forecasting, stress testing and downturn planning. The...; understanding drivers of key movements and ensuring it reflects the risk in the portfolio. Support the development and embedding...
Description: eToro has created an intuitive Social Trading platform that gives traders and investors access to global... stock markets, commodity trading, cryptocurrency trading, and more. We strive to make money management...
eToro has created an intuitive Social Trading platform that gives traders and investors access to global stock markets..., commodity trading, cryptocurrency trading, and more. We strive to make money management available and accessible...
Controls Unit/First Line of Defense for Investment & Trading activity globally, maintaining an appropriate and tailored... governance model with Senior Management, Heads of Investment, Heads of Trading Desks and 2nd/3rd line control functions...