openings, forms and securities transactions as directed by the advisor(s). Handle certain queries, perform the necessary... and operational tasks involved in securities account management. You track client account transactions on a daily basis and resolve...
As a Desjardins Securities account manager, you have a considerable impact on the organization by helping promote..., influence and serve as expert advisor to clients and practitioners. You represent Desjardins and enter the organization...
License with Securities Commission(s) - Registered Representative/Investment Advisor category Chartered Financial Analyst... & solutions. Additionally, Investors Group Securities Inc. (IGSI) is a securities investment dealer, registered throughout Canada...
Manulife Investment Management (MIM) Advisor Group, a division of Global Wealth and Asset Management, delivers.... The Associate Wealth & Retirement Advisor is member of a team of wealth advisors delivering wealth and retirement advice...
Job Summary Job Description What is the opportunity? RBC Dominion Securities is currently seeking an Associate... Wealth Advisor to join a well-established advisory team. You will deepen client relationships by offering sound advice...
Manager/Banking Advisor. What will you do? Proactively engage with clients in the branch and deliver an outstanding... Funds in Canada or the Canadian Securities Course) What's in it for you? We thrive on the challenge...
advice and exceptional client service. As an Investment Advisor you will use the tools provided by CIBC Wood Gundy... of Canada (IIROC). You have current accreditation and good standing Canadian Securities Course (CSC) and Conduct & Practice...
. As an Associate Financial Advisor, you’ll form a deep understanding of your personal and small business clients’ needs... Securities Course or Investment Funds in Canada) and must meet eligibility requirements for CIRO-MFD licensing. It’s an asset...
, and exceptional client service. As a Financial Advisor, you’ll deliver on CIBC’s Imperial Service approach, acting as a single point... a certified professional (CIRO-MFD). You have current accreditation and good standing in The Canadian Securities Course (CSC...
, and exceptional client service. As a Financial Advisor, you’ll deliver on CIBC’s Imperial Service approach, acting as a single point... a certified professional (CIRO-MFD). You have current accreditation and good standing in The Canadian Securities Course (CSC...
to be part of the action? Now Hiring: Senior Advisor, Regulatory Affairs Reporting to the Director, Strategy and Regulatory... Outreach, the Senior Advisor, Regulatory Affairs (the “Advisor”) plays a key support role in the Division. The Advisor...
professional. You have current accreditation and good standing Canadian Securities Course (CSC), Conduct & Practice Handbook (CPH...
Securities License with Securities Commission(s) - Registered Representative/Investment Advisor category or ability to achieve... & solutions. Additionally, Investors Group Securities Inc. (IGSI) is a securities investment dealer, registered throughout Canada...
securities commissions, insurance commissions/councils and other regulators. The Department works closely with Distribution... will also manage responses to regulatory investigations related to client complaints, including inquiries about Advisor conduct...
and financial reporting landscape. As a trusted advisor, you’ll provide comprehensive, tailored financial information that enables... of relevant public accounting experience Extensive knowledge of Generally Accepted Accounting Principles (GAAP), Securities...
and advisor teams deliver integrated wealth management expertise and planning to clients and their families. The Financial... Dominion Securities advisors engaged in financial planning and client facing planning for target clients...
Support & Customer Service – Assist Branch Manager to perform Investment Advisor duties such as taking buy/sell orders of T... Securities Course (CSC) and Conduct & Practices Handbook (CPH), in order to obtain Investment Representative (IR) licensing...