, and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily... and other areas. This role may focus on multiple forms of regulatory reporting, such as Electronic Blue Sheets, OATS, LOPR, Short...
Job Summary US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various...? US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory...
years and we are a leading market-maker in several markets. The Regulatory Trade Reporting team is looking to hire... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...
according to regulatory accounting requirements. Prepare other regulatory reporting including liquidity, leverage and capital adequacy... other regulatory reporting including liquidity (LCR & NSFR), leverage and capital adequacy, and associated stress testing. Role...
, measuring compliance with internal limits, or meeting financial or regulatory reporting requirements. Demonstrate technical.... - Designing and developing quantitative methods and services for capital markets and derivative products. - Front Office (FO...
charged with managing the firm's liquidity, capital, and risk, and providing the overall financial control and reporting...Job Description: CONTROLLERS Controllers ensure that the firm meets all the financial control and reporting...
Job Summary The US Capital Markets Electronic Communication Surveillance Group (“ECSG”) is responsible for conducting... (i.e., FINRA, SEC) Assess communications for regulatory concerns Identifies potential Compliance concerns, recommends remedial...
of all technology supporting the firm’s Combined US Operations (CUSO). The CUSO includes Capital Markets, Wealth Management, City... and driving remediation of technology risk challenges across multiple lines of business as well as regulatory and business-driven...
Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco..., Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia...