Job Summary The US Capital Markets Electronic Communication Surveillance Group (“ECSG”) is responsible for conducting... surveillance of electronic communications pursuant to FINRA Rule 3110. Members of the ECSG will be expected to provide surveillance...
The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible... for the oversight for surveillance services designed to detect behaviors that may violate regulatory rules or internal...
The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible... for the oversight for surveillance services designed to detect behaviors that may violate regulatory rules or internal...
to transaction surveillance (especially AML, BSA and OFAC). Strong analytical skills. Strong written and verbal communication... of benefits to its employees. Role Description The Financial Intelligence Unit (FIU) Analyst is responsible for the completion...
is looking for a talented and experienced technical compliance data analyst to join our team. This is a hands-on role focused on evolving... team. The Technical Compliance Data Analyst role involves working with Compliance and legal business partners on compliance...
is looking for a talented and experienced technical compliance data analyst to join our team. This is a hands-on role focused on evolving... team. The Technical Compliance Data Analyst role involves working with Compliance and legal business partners on compliance...
Direct Client Requirement Position: Technology Compliance - Senior Data Analyst Location: Jersey City, NJ (Complete... Onsite) Type: Full Time/Permanent Client is looking for a talented and experienced technical compliance data analyst...