communications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President - Regulatory... of Regulatory Compliance policies and procedures as required in order to meet the requirements of new/updated regulations...
communications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President - Compliance... Assurance you will be responsible to support the Bank in meeting regulatory requirements in respect of Regulatory Compliance...
and recommendations to stakeholders or regulators Work closely with Compliance and Legal teams to ensure all regulatory requirements... will help you succeed in this role In-depth knowledge of FX Trading Strategies, Trade Surveillance and regulatory compliance...
As an Assistant Vice President, this individual will join a team of global professionals that provides investment... for supporting investment compliance, including the monitoring of regulatory requirements and client-specific guidelines. Key...
About the role: Morningstar DBRS is seeking an Assistant Vice President in Sales & Marketing to be both a client... key issuers, regulatory entities, rating agencies, and the types of data and research solutions offered by rating agencies...
About the role: Morningstar DBRS is seeking an Assistant Vice President in Sales & Marketing to be both a client... key issuers, regulatory entities, rating agencies, and the types of data and research solutions offered by rating agencies...
policies and undertaking data lifecycle management to ensure data standards and data quality. As an Assistant Vice President... is desirable Excellent analytical and problem solving skills Good understanding of compliance regulatory requirements Attention...
, overdraft services. As an Assistant Vice President - Trade Finance (FI & Secondary Market), you will be responsible for driving...) and trade loan agreements Conduct transaction due diligence, review risk mitigation measures, and ensure compliance with Anti...
policies and undertaking data lifecycle management to ensure data standards and data quality. As an Assistant Vice President... and regulatory changes related to information security, cyber security and IT risk management Perform information security due...
Services execute appropriate controls to mitigate regulatory and operational risks. Operations also plays an instrumental role... EXPERIENCE Essential: Middle Office, Trading Assistant or Product Control experience in flow or exotic derivatives...
to protect against market and concentration risks and satisfy regulatory requirements · Provide global independent credit risk... units, , and with support functions and technology departments · Contribute to risk and/or regulatory projects...
Fixed Income industry, electronic trading platforms, and regulatory compliance. The candidate should possess... options. Interact with data providers to address discrepancies and ensure accuracy. Ensure compliance with internal...
with other support areas such as Finance, Legal, Compliance and Risk. MAIN PURPOSE OF THE ROLE The Network Management team... and operational efficiencies Assisting on regulatory and change projects such as ISO20022 and T+1 Assisting with the day to day...
Job Description: Job Title: Regulatory Reporting Controller Corporate Title: Assistant Vice President Location..., your physical wellness is well-catered for with our onsite gym facilities and medical centre. The Team: The Regulatory Reporting...
Job Description: Job Title: Regulatory Reporting Controller II Location: London Corporate Title: Assistant Vice... President Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...
Job Description: Job Title Credit Risk Officer Location London Corporate Title Assistant Vice President Credit... and projections, including downside scenario analysis Producing credit ratings and assessing compliance with risk appetite...
. We are looking to recruit a lawyer with 3-5 years PQE to fill the role of Legal Counsel and Vice President supporting Northern Trust’s EMEA.... Engaging with internal stakeholder by supporting Compliance and Risk Management and the Assistant General Counsel, in analysing...