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Keywords: Associate Director, Compliance, Location: Hung Hom, Hong Kong

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Associate Director, Compliance

Initiatives), the Associate Director has to promote, facilitate, implement, monitor and assess compliance requirements.... Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life & Health and Strategic...

Posted Date: 07 Feb 2025

Associate Director, Compliance

Initiatives), the Associate Director has to promote, facilitate, implement, monitor and assess compliance requirements.... Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life & Health and Strategic...

Posted Date: 07 Feb 2025

Senior Associate, Regulatory Compliance (FRR)

Company Description We are seeking a highly skilled Senior Associate to join our team for the provision of compliance...'s needs. Other Perform any additional tasks as directed by the Associate Director to support the team and enhance client...

Company: IQ-EQ
Posted Date: 20 Feb 2025

Associate Director, FI & Fintech Client Risk Advisory

defence for the bank’s risk management, the Associate Director, is responsible for supporting the risk assessment... to discuss and assess their compliance management programs and understand their business needs. Conduct targeted reviews and visitations...

Posted Date: 19 Feb 2025

Client Service Lead (Associate Director) (IT Solutions) - IC

, Business Practice/Process Compliance Delivery Lead (Associate Director) Responsibilities Requires full comprehension...Regional IT services and solutions provider Job Description Client Service Lead (Associate Director...

Posted Date: 15 Feb 2025
Salary: HKD70000 per month

Associate Director, Core Strats - (Quantitative Development)

and technical person to join our team in the role of Associate Director, Core Strats. There is an increased focus on using... with an increasing complex regulatory environment. The Associate Director Core Strats will help in designing and building the...

Company: HSBC
Posted Date: 14 Feb 2025

Associate Director, Credit Strats - (Quantitative Strategist)

and analytical person to join our team in the role of Associate Director, Credit Strats. There is an increased focus on using... with an increasing complex regulatory environment. The Associate Director Credit Strats will help deliver a global program to build...

Company: HSBC
Posted Date: 13 Feb 2025

A Leading VC firm - Finance Associate Director (Up to 130k)

Job Description: The Company My client is a leading PE firm and they are now looking for a Finance Associate... Director to join the team. The Role Assist with portfolio tracking, performance evaluation, and risk management through...

Posted Date: 12 Feb 2025

Associate Actuarial Director, Capital Management and Analytics - HSBC Life

calibre professional to join our team as an Associate Actuarial Director, Capital Management and Analytics. Principal... Responsibilities Compliance with new HKRBC regime: Take the lead in achieving full compliance with the new HKRBC regulatory framework...

Company: HSBC
Posted Date: 16 Jan 2025

Human Capital Senior Manager / Associate Director

talent acquisition strategy. Manage Compliance and Audit required by HKEX, China & HK HR Ordinance. Qualifications...

Posted Date: 22 Feb 2025

Associate Director, Fund Solutions

where applicable Responsible for coordination with Legal, Operations, Compliance and Finance teams Keep current and accurate...

Company: Vistra
Posted Date: 20 Feb 2025

Associate Director, Investment Advisory, WM

risks across the products / business and compliance with applicable internal policies, and external laws and regulations... an optimal control and operating infrastructure aligned to business objectives. Ensure compliance with the highest standards...

Posted Date: 19 Feb 2025

Associate Director, Stressed Assets Group

. Ensure compliance and always operate within risk tolerance and risk appetite. Contribute to adequacy and effectiveness of MIS... within Stressed Asset Group and compliance with applicable internal policies, and external laws and regulations. Lead by example...

Posted Date: 19 Feb 2025

Associate Director, Process & Change Delivery, COO, PvB

and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter...; Financial Crime Compliance; The Right Environment.] Effectively and collaboratively identify, escalate, mitigate and resolve...

Posted Date: 19 Feb 2025

Associate Director, Client Onboarding team

understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code... of Conduct. Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Lead...

Posted Date: 19 Feb 2025

Associate Director, Primary Markets, Middle Office

and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter..., escalate, mitigate and resolve risk, conduct and compliance matters Key Stakeholders DCM Origination Globally Syndicate...

Posted Date: 19 Feb 2025

Associate Director, Investment Advisory

and compliance. The principal objective of the position is to enhance the relevance of the Bank to the clients, thereby leading... suitability standards and to Compliance /regulatory requirements Support the continuous improvement of processes to increase...

Posted Date: 13 Feb 2025

Associate Director / Senior Manager – Digital Solution Delivery

). Experience with digital transformation initiatives in large organizations. Knowledge of regulatory compliance requirements...

Posted Date: 07 Feb 2025

Associate Director / Senior Manager – Digital Solution Delivery

). Experience with digital transformation initiatives in large organizations. Knowledge of regulatory compliance requirements...

Posted Date: 07 Feb 2025

Associate Director, Funding & Planning

conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit...’s Conduct Principles Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance...

Posted Date: 01 Feb 2025