Job Summary What is the opportunity? The Associate Director, Regulatory Reporting will prepare and file all aspects... of broker dealer regulatory reporting for RBC Capital Markets LLC (CM LLC) and ensure the firm is in compliance with FINRA, SEC...
Résumé du travail Description du poste What is the Opportunity? Assist with leading the Regulatory Reporting... function for the RBC Intermediate Holding Company including production and regulatory reporting automation initiatives. Role...
department’s Regulatory Engagement recordkeeping system, as applicable Summarizes and prepares reporting that communicates exam...Job Summary Job Description What is the Opportunity? Aids in the maintenance of effective regulatory relations...
Job Summary Job Description What is the Opportunity? The Senior Associate or Associate Director within U.S. CFO... US Finance team, including initial focus on Regulatory Reporting. In addition, this role will help transform business processes...
Job Summary Job Description What is the Opportunity? The Associate Director for U.S. Data Strategy will Support... sourcing. Liaise and collaborate extensively with regulatory reporting teams, technology teams, and key stakeholders...
or other criminal activities, to justify making a report to local US or international regulatory bodies for the purpose of complying... with regulatory requirements and mitigating risk to RBC in line with established organizational policy. Provide expertise in complex...
and optimization, analytics and reporting. Responsible for executing these framework elements. What will you do? Execution... of standards for surveillance scenario calibration, validation, optimization, analytics and reporting Responsible for performing...