. Customizing reports for audit and re-certifications, and integration with firm standard re-certification and review systems...
department to oversee payroll functions. Oversee and ensure internal audit standards are met. Interact with the sales staff...
all areas to ensure successful and continuous operations Train, audit, and support Team Members to perform WFMOA standard...
. Pro-actively engage Internal Audit, SOX, Compliance, Information Security, Supplier Risk Management, Business Continuity.... Skills, Requirements, and Competencies 10+ years of experience in risk management, compliance and/or audit in the...
thorough review of tax workpapers on a timely basis and assures audit evidence is in accordance with firm’s documentation...
management, technology audit and/or compliance in the financial services industry within capital markets. Strong understanding... and collaborate with multiple stakeholders, including business leaders, legal, internal audit, and technology across regional...
of audit, regulatory, valuation, and financial analyses services to design solutions that address our clients’ complex...
monthly, quarterly and year end work papers Assist in the management of auditor engagements for completion of annual audit...
strong working relationships with Report Owners, independent review teams, internal audit teams, and other key stakeholders. Assist... reporting. Audit or prior regulatory reporting experience preferred. Requires thorough knowledge of strategic direction of the...
screening memoranda for matters and laterals. Document or audit steps taken to resolve any actual or potential conflicts...
’s degree 3+ years of risk management, compliance, or audit experience desirable and/or direct operations / finance experience... Understanding of Corporate and Investment Banking as well as Capital Markets a plus Risk management, compliance, or audit...
code and audit all reservations by market segment, company, source, origin, travel agent, etc. Process internal...
stakeholders. Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings... and regulations including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements...
follow up and resolution of reconciling items with various departments. Provide assistance with fiscal year-end audit... and financial statements by preparation of supporting audit schedules and completion of footnote disclosures. Serve as back-up...
, and operational risks as well as perform regulatory compliance work, internal control testing, develop internal audit plans..., and provide internal audit services on an outsourcing basis. You will assess the client's current state internal controls and SOX...
credit memos and invoice corrections Process and transmit weekly payroll within time deadlines and audit requirements...
. Utilizes audit result, quality assurance reports and accident reports to improve the quality of service. Develops...
and supporting schedules that will drive business decisions on a daily basis, along with periodic audit of key functional areas... accounting and financial reporting Develop and maintain effective internal audit process which ensure unit compliance...
on all derivative related matters Perform control functions in compliance with NAIC Model Audit Rule and the Company’s internal control...
on New Shipments Audit Responsibilities Maintain and troubleshoot rental fleet per SOP requirements. Responsible for being...