culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...
culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...
more we all gain. About the role We are looking for a Senior Compliance Officer to join the rapidly growing team of our US broker... and direction. Provide support to the Chief Compliance Officer (based in London, UK) and SSI General Manager on all US regulatory...
and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the... remediated and senior management is informed. Execute Enterprise Compliance requirements such as the review of GBM&T...
and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the... remediated and senior management is informed. Execute Enterprise Compliance requirements such as the review of GBM&T...
, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...
and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison... with Covering Manager, with the Data & Technology Organization to be the escalation point for Risk & Compliance. Advise...
: At least 3 years of experience as a compliance officer or in a risk management or control function role Knowledge of operational...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...
Job Description: Commodities Business Control Manager Senior Associate - New York The Markets BCM (Business Control.... Participate in projects sponsored by Business Control Officer. Includes operating as the project manager on key control...
directly with the City National Bank ("CNB") Business Control Officer ("BCO") and Senior Business Control Manager for Private...BUSINESS CONTROLS MANAGER - PRIVATE BANKING & WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY? This position will work...
of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As a Manager, you will be required to work... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...
of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As a Manager, you will be required to work... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...
culture. TITLE: Manager, U.S. Credit Risk, Reporting & Governance DUTIES: The Bank of Nova Scotia seeks Manager... U.S. senior management, regulators and other audiences. Develop and enhance reports and analytical and tracking tools in the...
culture. TITLE: Manager, U.S. Credit Risk, Reporting & Governance DUTIES: The Bank of Nova Scotia seeks Manager... U.S. senior management, regulators and other audiences. Develop and enhance reports and analytical and tracking tools in the...
. The Position Working in close partnership with the Chief People and Operations Officer, The Director/ Senior Generalist... will also be responsible for providing operational support to the Chief People and Operations Officer, including thought partnership...
The Conformance Testing - Fin Quality Assurance Manager, is a strategic professional who works to verify Citi... Finance Chief Operating Officer organization. Regulatory conformance coverage includes, but is not limited to, Liquidity...
for an experienced and highly motivated Director of Finance, at a prominent NYC Private Equity - Investment Manager. An exciting... Officer (CFO) and will ensure the integrity of their financial practices, drive strategic financial planning, and support the...
and highly motivated Controller - Investments at a prominent NYC Private Credit- Investment Manager. An exciting opportunity... reporting directly to the Chief Accounting Officer & SVP of Finance of this fast-growing and dynamic investment organization...