A minimum of 5 years of compliance, audit or regulatory exam support experience with at least 3 of which should involve compliance... testing or audit. Experience/background in compliance applicable to broker-dealer internal inspections, institutional trading...
, Global Services Group, and Internal Audit. Proven ability to quickly identify mission-critical areas in an internal controls...
JOB SUMMARY You will be responsible for coordinating and maintaining compliance, training and internal audit... Assist in audit preparations Conduct regular internal audits on grant funded programs Work collaboratively with the finance...
into comprehensive and cohesive messaging for senior leadership, committees, audit, and regulators. Proactive in identifying issues...
training materials, and giving presentations. Manage and respond to Audit, Compliance Testing, and regulatory examination...
, 200 Park Ave, NYC. (Bridgewater, NJ candidates will need to travel to NYC during an audit, a few times that week.) Role... Value Proposition: Internal Audit (IA) is an independent, global organization that plays an important role in partnering...
initiatives and formalize communication of results. Ensure adherence to best practices Audit & Internal Control Partner... focused on FP&A Retail, Luxury or CPG industries experience. Audit knowledge desired Experience with integrated ERP - BI...
testing, develop internal audit plans, and provide internal audit services on an outsourcing basis. You will assess the client... internal audit plans, and provide internal audit services on an outsourcing basis. Assess internal controls and SOX framework...
Assist with preparing and monitoring budgets Maintain and reconcile balance sheet and GL accounts Assist with annual audit... preparation Investigate and resolve audit findings, account discrepancies, and issues of non-compliance Contribute to the...
Collaborate with teams on producing Audit Committee and Board of Director materials Approve expense allocations, operating...
and culminate in consistent messaging Responsibilities: Manage complex regulatory exams and Internal Audit reviews that require...
. Facilitate relationships with key clients within banking and risk, and with key regulators, internal audit and control functions...
and audit response and action tracking. This role requires someone who is dynamic, flexible, and can easily respond to quickly... automation, governance, and reporting Interface with Internal Audit, Risk & Control teams to facilitate reviews and validation...
package to HQ. - Support and provide resolutions to all internal and external audit processes and resulting issues...
stakeholders and regulatory updates / communication. Partner with 2nd Line Operational Risk Management and Internal Audit...
Semiannual and Annual ROI audits for all members of the Health System Preparing summary reports of audit findings. Reviewing...
contracts; may be any of the current or previous agreements negotiated and/or promulgated. Audit productions for contract...
, trends, and opportunities for performance improvement Audit existing data infrastructure and identify areas of opportunity...
and audit to scope out requirements for documentation for ESG investment process, fund specific requirements and global...
implementation of P2P and Credit Card solutions Contribute to our transition to Netsuite Lead Financial Statement Audit...