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Keywords: Manager, Compliance Testing, Location: New York City, NY

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Territory Manager, Game Ready - New England

Requisition ID: 6125 Job Title: Territory Manager, Game Ready - New England Job Country: United States...’s job and the applicable facts, but it may include weekly COVID-19 testing and masking requirements. New hires who do not submit...

Company: Avanos Medical
Location: New York City, NY
Posted Date: 12 Sep 2024
Salary: $70000 - 100000 per year

Manager, Compliance Testing

culture. Manager, Compliance Testing (206799) Global Banking and Markets Global Banking and Markets (GBM) is a leading... across industries! We work together to drive ambition for every future! Overview The Manager, Compliance Testing, contributes to the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Sep 2024
Salary: $85700 - 159100 per year

Manager, Compliance Testing

culture. Manager, Compliance Testing (206799) Global Banking and Markets Global Banking and Markets (GBM) is a leading... across industries! We work together to drive ambition for every future! Overview The Manager, Compliance Testing, contributes to the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Sep 2024
Salary: $85700 - 159100 per year

Compliance Monitoring and Testing Consultant

The Compliance Monitoring & Testing Analyst will be responsible for ensuring that the bank adheres to regulatory.... Design and execute compliance testing procedures to evaluate the effectiveness of internal controls and regulatory adherence...

Posted Date: 14 Aug 2024
Salary: $51996 - 58235 per year

Compliance, Compliance Testing Group, Compliance Investigator, Associate

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses..., and are able to adapt to a changing regulatory landscape. Business Unit and Role Overview Compliance Testing Group (“CTG...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 26 Jul 2024
Salary: $85000 - 140000 per year

Compliance, Compliance Testing Group - Compliance Investigator / Global Markets, VP

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses... Compliance Testing Group (“CTG”) is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 20 Jul 2024

Manager of Call Center Quality and Compliance

and providers to enable New Yorkers to live their healthiest life. Position Overview The Manager of Call Center Quality... and Compliance is responsible for the day-to-day management of the Quality Assurance and compliance team. This includes ensuring...

Company: MetroPlusHealth
Location: New York City, NY
Posted Date: 21 Sep 2024
Salary: $75000 - 85000 per year

Compliance and Operational Risk Manager- Electronic Trading

Monitoring, Surveillance, and Testing Regulatory Compliance Reporting Risk Management Critical Thinking Influence... for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third...

Company: Bank of America
Location: New York City, NY
Posted Date: 19 Sep 2024
Salary: $96000 - 172000 per year

Manager of Call Center Quality and Compliance - New York, NY (Hybrid)

being proud of what you do every day. Position Overview The Manager of Call Center Quality and Compliance is responsible... for the day-to-day management of the Quality Assurance and compliance team. This includes ensuring that quality audits...

Company: Athari
Location: New York City, NY
Posted Date: 10 Sep 2024
Salary: $75000 - 85000 per year

Manager of Call Center and Quality Compliance / Hybrid

of Bronx, Brooklyn, Manhattan, Queens, and Staten Island through a comprehensive list of products. Manager of Call Center... Quality and Compliance Salary Range: $75,000.00 – $85,000.00 with Generous Benefits (Pension Plan) Position Overview...

Posted Date: 30 Aug 2024
Salary: $75000 - 85000 per year

Financial Services - Regulatory Compliance - Capital Markets - Senior Manager

, Regulatory Compliance, Capital Markets - Senior Manager: This position could be located in NY (primary), IL, NC, MA, PA, CA. EY... and procedures, compliance program testing, and development and evaluation of compliance program testing Capital Markets, investment...

Company: EY
Posted Date: 09 Aug 2024

Financial Services - Regulatory Compliance - Capital Markets - Manager

, Regulatory Compliance, Capital Markets - Manager: This position could be located in NY (primary), IL, NC, MA, PA, CA. EY is the... of compliance policies and procedures, compliance program testing, and development and evaluation of compliance program testing...

Company: EY
Posted Date: 09 Aug 2024

Compliance & Operational Risk Manager- Global Markets & Fixed Income

Monitoring, Surveillance, and Testing Regulatory Compliance Reporting Risk Management Critical Thinking Influence... and Operational Risk (C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk...

Company: Bank of America
Location: New York City, NY
Posted Date: 20 Jul 2024

Audit Manager - Financial Crimes Compliance

audit experience and a strong grasp of BSA/AML and OFAC compliance. The candidate may come from a compliance testing... and/or compliance testing - internal audit experience is essential. ● CAMS-licence which is strongly preferred but not a prerequisite...

Posted Date: 14 Sep 2024
Salary: $100000 - 150000 per year

Senior Manager, Markets Compliance Officer

stakeholders. Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You'll...

Company: Scotiabank
Location: New York City, NY
Posted Date: 13 Sep 2024

Senior Manager, Markets Compliance Officer

stakeholders. Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You’ll...

Company: Scotiabank
Location: New York City, NY
Posted Date: 12 Sep 2024

Senior Manager, Head of Volcker Compliance

training materials, and giving presentations. Manage and respond to Audit, Compliance Testing, and regulatory examination... for every future! Purpose Contributes to the overall success of the First Line and the Compliance Department in both the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 12 Sep 2024

Senior Manager, Head of Volcker Compliance

training materials, and giving presentations. Manage and respond to Audit, Compliance Testing, and regulatory examination... for every future! Purpose Contributes to the overall success of the First Line and the Compliance Department in both the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Sep 2024

Power & Utilities - Risk & Regulatory Compliance - Manager - Location Open

detailed testing and regulatory compliance filings. Leverage strong written and verbal communication skills to articulate... a thorough understanding of compliance, financial, and operational risks along with performing internal control testing, develop...

Company: EY
Location: New York City, NY
Posted Date: 11 Sep 2024

Manager-Compliance

Excellence, Independent Compliance Testing, Privacy, Internal Audit Group) Minimum Qualifications Demonstrated proficient.... Find your place in risk and analytics on #TeamAmex. This position will play a meaningful role within the Line of Business Compliance...

Company: American Express
Location: New York City, NY
Posted Date: 27 Aug 2024
Salary: $90000 - 165000 per year