: Job Purpose and Responsibilities Position Purpose: The Broker-Dealer Regulatory Reporter is responsible for compiling, analyzing.... Qualifications: Qualifications: Required: 3-5 years of accounting experience, ideally in broker-dealer regulatory reporting...
and non-disclosure provisions. Support underwriting marketing efforts, including participation in broker and account visits... participation in broker and account visits and risk mitigation seminars and authoring customer-focused white papers and articles...