: Job Purpose and Responsibilities Position Purpose: The Broker-Dealer Regulatory Reporter is responsible for compiling, analyzing..., and submitting accurate regulatory reports to relevant agencies, including the SEC, FINRA and CME, ensuring the brokerage firm...
Job Purpose and Responsibilities Position Purpose: The Broker-Dealer Regulatory Reporter is responsible for compiling, analyzing..., and submitting accurate regulatory reports to relevant agencies, including the SEC, FINRA and CME, ensuring the brokerage firm...
planning solutions. Coordinates and collaborates with client third party advisors (e.g., attorney, accountant) to ensure...) and/or Certified Public Accountant (CPA) will also be accepted for this industry certification requirement. Appropriate state life...