preferred. Knowledge of the Securities industry and SEC / FINRA regulations is preferred. Business Controls Analyst - Equity... and Audit partners). Supports Business Controls in advancing risk management, structure, processes, and tools in support of the...
as a functional liaison between the Line of Business and the Lines of Defense. As an EFCC QA Analyst, the analyst... skills and discover what you excel at—all from Day One. Job Description Partners with their assigned Line of Business...