Serves as a compliance officer, specifically relating to research publications & managing conflicts between Banking... & Research for the Independent Compliance Risk Management (ICRM) department. ICRM is responsible for assisting with internal...
, regulatory and compliance requirements, and an appreciation for how statistical data supports insurance programs, pricing models... compliance, and improve the overall client experience. The role involves collaboration across multiple departments to implement...
, regulatory and compliance requirements, and an appreciation for how statistical data supports insurance programs, pricing models... compliance, and improve the overall client experience. The role involves collaboration across multiple departments to implement...
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping.... Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving...
Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM... program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance...
Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM... program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance...
Job Description Serves as a compliance risk officer for the Control Room within Independent Compliance Risk... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing...
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping.... Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and striving...
with business goals, ensure regulatory compliance, and maintain effective communication and reporting. The Project Manager plays...
with business goals, ensure regulatory compliance, and maintain effective communication and reporting. The Project Manager plays...
ITSM Compliance Analyst General Summary & Scope Address ITSM support issues to meet compliance standards...
Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...
with confidence and innovation. Key Responsibilities: Oversee and review Marketing/PR/Branding materials to ensure compliance... compliance standards. Complete all reviews and tasks on time while fostering efficient collaboration with business units...
Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day...
Regeneron is seeking a Manager, Global Patient Safety Quality and Compliance role, reporting into the Associate... Director of Quality and Compliance (QC). This position is responsible for performing quality review tasks related to ICSRs...
for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk... of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively “the Policies...
Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)’s Independent Assessment team... responsible for assessing significant compliance risks and controls implemented by the first and second line of defense...
include enterprise architecture, software and systems engineering, cybersecurity, and technology risk and compliance.... About the role The AVP of Technology Governance and Compliance is responsible for ensuring our technologies and control...
with confidence and innovation. Job Overview: We are seeking a highly skilled Compliance Officer for our FUTU Clearing team..., responsible for overseeing and enforcing regulatory compliance. The role also involves broader oversight of the correspondent...
of the Chief Compliance Officer and will support FUTC's newly established ATS and trade surveillance for the firm's clients... Conduct thorough analysis to develop and implement compliance oversight tools Provide compliance oversight for ATS trading...