clearing compliance, prime brokerage-specific compliance, including margin requirements, client onboarding, AML/KYC, and risk... to ensure adherence to AML/KYC (Anti-Money Laundering/Know Your Customer) regulations. Advise hedge fund clients as to the...
The Business Analysis Group Manager is a senior management-level position responsible for liaising between business... and regulations, adhering to AML / KYC Policy, applying sound ethical judgment regarding personal behavior, conduct and business...
in one or more Compliance domains including AML, KYC, Sanctions Screening Must have experience in Customer data domains including CRM, MDM... to join as a Technical Product Manager for Customer & Compliance reporting directly to Head of Planning & Strategy for Enterprise Data...
Compliance Senior Management. Additionally, the SMBC Compliance Department works closely with the Global Compliance Department... department is responsible for ensuring the compliance with anti-money laundering (AML), Bank Secrecy Act, USA PATRIOT Act, OFAC...