and communicating the objectives of Business risk and compliance framework with an emphasis on risk mitigation and challenge... changes; Oversight of the sanction screening process, including potential filings of Compliance Reporting Forms; Prepare...
and OTC derivatives in the commodities markets. THE RESPONSIBILITIES: To act as the compliance specialist in the project... and guide the team with the implementation and management of the compliance risk based monitoring plan, to ensure the monitoring...
compliance monitoring activities to ensure adherence to regulatory requirements and internal policies, including those related... to identify any potential compliance risks or breaches. Provide support in maintaining compliance with the Financial Conduct...
, and oversee a robust compliance monitoring framework for all business areas within the Business, including financial planning..., asset/fund management, and custodial services. Lead and manage a team of compliance monitoring personnel, ensuring...
. They are looking to hire a Senior Compliance Advisor on a permanent basis. This will be a hybrid working role, with 3 days in the office... per week. THE RESPONSIBILITIES: Provide compliance support for new license applications across different jurisdictions...
planning, investment management through to settlement and custody services. THE RESPONSIBILITIES: Assist with compliance... monitoring activities, recording evidence, reporting findings and proposing enhancements where appropriate. Review compliance...
THE COMPANY: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance... in respect of staff personal compliance obligations. Supporting the efficient operation of compliance frameworks including...
of Compliance for their London business. This role has a strong focus on financial crime, anti-money laundering (AML), sanctions..., and anti-bribery and corruption (ABC) compliance. THE RESPONSIBILITIES: Maintain and enhance the financial crime compliance...
a Residential Conveyancing & Compliance Officer to join their team. Please find below further details with regards to the role.... ROLE: Residential Conveyancing & Compliance Officer LOCATION: London RATE: £25.00 to £30.00 per hour LTD (DOE...
| Inclusive Team and role overview The regulatory compliance function comprises of three team members, including the... compliance manager focused on Employee Compliance. The Compliance Manager will develop and manage BII’s compliance and conduct...
and partners. Job Description We're recruiting for a Compliance Analyst to join us. In this role, you will work as part... of the Compliance Surveillance team providing essential support to the L&G Asset Management regulated entities. This role...
The Audit, Risk and Compliance Committee (ARCC) exists to provide assurance to the Board of Trustees on Museum of the... Home's financial management and the effectiveness of internal control, risk management and legal and regulatory compliance...
DESCRIPTION Shape the Future of FinTech Compliance at Amazon Are you ready to revolutionize how one of the world...'s most innovative companies approaches compliance monitoring? We're looking for an exceptional Senior IT Assurance Manager...
and partners. Job Description We’re recruiting for a Compliance Analyst to join us. In this role, you will work as part... of the Compliance Surveillance team providing essential support to the L&G Asset Management regulated entities. This role...
Job Description : H&S and Compliance Manager, GOGBL Guinness Open Gate Brewery London Location: Covent Garden... in a safe and compliant world class visitor attraction. You will lead the GOGBL compliance agenda with support from Diageo...
Group Corporation. Senior Product Safety and Compliance Manager London, UK (hybrid) Role Overview: As the Senior... Product Safety and Compliance Manager, you will join PlayStation's Global Compliance Team, playing a vital role in ensuring...
DESCRIPTION Transform the future of logistics safety as a Sr. Manager on Amazon Shipping's Compliance team... innovative compliance programs, create performance-based reward systems, and design engaging training solutions that elevate...
Role Overview: Serves as a Compliance Sanctions Officer for Independent Compliance Risk Management (ICRM... in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to evidence...
Team/Role Overview The Services Regulation Compliance Risk Management team exists to support the Services business... globally through the governance and oversight of applicable Regulations and the execution of controls required for Compliance...
Job Description: Role Purpose : The Compliance Manager (Monitoring) works with Local Compliance Officers..., Compliance Managers, business units and functions to analyse compliance risk and control performance, detect control weaknesses...