managing and leading a team of compliance professionals. Strong understanding of financial regulations and compliance..., and oversee a robust compliance monitoring framework for all business areas within the Business, including financial planning...
THE COMPANY: Our client is a leading international Bank based in the City. They are looking for a Compliance and KYC... activities from the Compliance Monitoring Plan (CMP) Carry out all assigned activities from the Compliance and AML Monitoring...
and communicating the objectives of Business risk and compliance framework with an emphasis on risk mitigation and challenge... changes; Oversight of the sanction screening process, including potential filings of Compliance Reporting Forms; Prepare...
compliance monitoring activities to ensure adherence to regulatory requirements and internal policies, including those related... to identify any potential compliance risks or breaches. Provide support in maintaining compliance with the Financial Conduct...
and OTC derivatives in the commodities markets. THE RESPONSIBILITIES: To act as the compliance specialist in the project... and guide the team with the implementation and management of the compliance risk based monitoring plan, to ensure the monitoring...
. They are looking to hire a Senior Compliance Advisor on a permanent basis. This will be a hybrid working role, with 3 days in the office... per week. THE RESPONSIBILITIES: Provide compliance support for new license applications across different jurisdictions...
planning, investment management through to settlement and custody services. THE RESPONSIBILITIES: Assist with compliance... monitoring activities, recording evidence, reporting findings and proposing enhancements where appropriate. Review compliance...
of Compliance for their London business. This role has a strong focus on financial crime, anti-money laundering (AML), sanctions..., and anti-bribery and corruption (ABC) compliance. THE RESPONSIBILITIES: Maintain and enhance the financial crime compliance...
THE COMPANY: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance... in respect of staff personal compliance obligations. Supporting the efficient operation of compliance frameworks including...
to professionals. BingX is dedicated to providing a trustworthy platform that empowers users with innovative tools and features... and comprehensive records of all law enforcement requests, investigative actions, and outcomes Support additional compliance-related...
You will deputise for the MLRO, managing a team of three Financial Crime Compliance Professionals. Providing advice to first line... Compliance team working from our London (Shoreditch) Offices 3+ days per week. Financial Crime Compliance at Capital on Tap...
professionals and key stakeholders. Requirements 7 - 12+ years of compliance experience, with strong credit knowledge... We are currently partnered with a large private credit firm in London that are looking for a Compliance Director...
Development: Lead, mentor, and develop a team of compliance professionals, fostering a culture of compliance and ethics within the..., Head of Compliance and Enterprise Risk for the Europe, Middle East, and Africa (EMEA) region. This senior and critical...
lifecycle. Team Management: Lead and mentor a global team of compliance professionals, fostering a culture of safety... Corporation. Role Overview: The Senior Director, Product Safety and Compliance will lead all aspects of product safety...
team of compliance professionals at various levels Serving as a liaison between the compliance team and other departments..., innovation, and collaboration. About the Role: Reporting to the Associate General Counsel, this Senior Manager – Compliance...
& Compliance Administrator to join our Boston, MA or London, UK office. As a member of the Corporate Accounting team, the Global... Payroll & Compliance Administrator is responsible for ensuring accurate and timely payroll processing across multiple...
Are you motivated by the opportunity to shape a global compliance strategy and promote a culture of integrity at the... ideal candidate we are looking for! WHAT YOU'LL DO Develop and implement a global compliance strategy, ensuring...
25 countries where we serve more than 80 million customers. We are more than 121,000 professionals working.... As set forth in the BBVA Group's Code of Conduct, the Compliance area is a global function entrusted with the responsibility...
Keen to become part of a truly global, collaborative team of professionals? Your journey begins here. Job Title... Junior Compliance Analyst Department New Business Conflicts and Compliance Office Location London Reports...
digital financial space. As an Experience Design Associate in Compliance Technology, you will play a crucial role.... Visit our for more information about requesting an accommodation. About the Team: Our professionals in our Corporate...