annual Compliance Monitoring Programme ('CMP'), testing compliance against FCA and PRA. In addition to UK regulators, the CMP... compliance monitoring activities to their conclusion, ensuring that the business has taken all action required of them...
of Compliance & Deputy MLRO. This role has responsibility to ensure the firm complies with all FCA regulatory requirements, relevant... Compliance team actively to support the development of a positive Compliance culture within the Business. To perform horizon...
THE COMPANY: We are partnering with a well-established compliance consultancy that is looking to hire a Compliance... and US, offering compliance solutions and a regulatory hosting platform for firms operating under FCA oversight. This is an excellent...
of Compliance, with demonstrated broking/prime broking experience. THE RESPONSIBILITIES: Management of global regulatory... relationships. Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. Oversight...
RESPONSIBILITIES: Undertake compliance monitoring in accordance with the firm's CMP Prepare reports in respect of all monitoring... for review in accordance with Company guidelines. Assist the Compliance Officer with monitoring of outsourcing Assist...
THE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Monitoring Officer... with all Compliance team colleagues to ensure the broad compliance agenda is delivered. Support employee education on compliance-related...
on reducing trading costs for their clients. THE RESPONSIBILITIES: Proactively monitor compliance with relevant UK regulations..., review, and maintain comprehensive compliance policies and procedures for the trading venue. Conduct regular audits...
Compliance Officer to join the team on a 6-month temporary basis THE RESPONSIBILITIES: Maintenance of CASS risk register... of compliance with submissions Timely escalation of CASS or related matters or issues Timely resolution of CASS related matters...
We are currently recruiting for a Senior Compliance Officer to join a Prominent UK Law Firm in London. In this role...-bribery processes, ensuring firmwide compliance in all areas. You’ll provide expert guidance on regulatory requirements...
We are recruiting for a Compliance Officer to join an established team within a thriving international law firm.... In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily...
We have an exciting opportunity for compliance professionals in London! A Leading Law Firm is hiring an ambitious... Compliance Officer to join their well-established team of professionals. Within this role, you will support all areas of legal...
We have an exciting new opportunity for qualified compliance professionals in Putney. Our client, a well-respected... full-service law firm, is in need of a Risk and Compliance Lawyer to assist their established team of professionals...
We are recruiting for a Junior Risk and Compliance Officer to join a well-respected Regional Law Firm’s office... in Bromley. Within this role, you will provide general support to the existing compliance team. You will also offer guidance...
Overview To lead the management of compliance and financial crime across the operations and implement policy to meet... regulatory requirements enabling the business to respond to regulatory and legislative changes.Ensure that a strong compliance...
and programmes. As a Financial Crime Compliance Sanctions Expert you will be a subject matter expert within the Group FCC team..., providing expertise on sanctions-related matters across all Quintet locations. This role is critical to ensuring compliance...
business objectives and maintaining regulatory compliance. As a Tech Risk & Controls Lead in Cybersecurity Technology... regulatory compliance. The successful candidate will be a strategic thinker and an effective communicator, capable...
) to join our Regulatory Compliance team (titled Investigations, Compliance & Privacy) in London, as part of our Risk Advisory practice... in regulatory compliance. We are looking for an intelligent, pragmatic, and results-oriented individual who can deliver high-impact...
circumstances. What you'll do An exciting opportunity has arisen for a Director to join our Regulatory Compliance team (titled... Investigations, Compliance & Privacy) in London, as part of our Risk Advisory practice. We are expanding our team, building...
is looking for a Program Manager to launch Extended Producer Responsibility compliance requirements for our selling partners. Extended Producer... requires coordination and direct efforts across multiple business teams to enable environmental compliance processes. The...
We are seeking a skilled and proactive Cyber Compliance Analyst to join our cybersecurity team on a remote basis... with ad-hoc visits to London for team meetings. Key skills required for this role Cyber Security, Compliance, Information...