Senior Regulatory Compliance Specialist Role & Responsibilities Oversee and manage state regulatory compliance... regulatory requirements. Develop and maintain comprehensive documentation related to compliance activities and state filings...
Compliance and Logistics Coordinator to join the Global Supply Chain team based in its New York City (SoHo) headquarters.... This role reports to the Senior Manager of Global Import Export Compliance and Logistics. The successful candidate will play...
, (5) perform FINRA and RIA compliance reviews of fundraising and other marketing materials and (6) prepare AML... of regulatory filings as needed Standardize and maintain proper record keeping of: Vista fund and other compliance-related...
Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...
matter; promotes compliance with training programs and reporting; guides agencies in effective use of workforce metrics... that inform agencies' equitable recruitment and retention efforts; designs and maintains compliance tools and reference resources...
Facilities Regulatory Specialist - Life Safety  Environment of Care Compliance Specialist  - FacilitiesÂ... This position is responsible for monitoring and tracking the organizationâs compliance with, and also providing regulatory...
to new employees, managing employee performance and compensation, and ensuring compliance with all applicable employment... dynamic workforce. The Office of Human Resources is seeking a qualified individual to serve as a Compliance Specialist...
ABOUT THE ROLE YieldStreet is looking for a Compliance Associate to work with and report to the Regulatory... and Compliance Counsel. In this role you will assist with the oversight of an SEC registered investment adviser, with a related FINRA...
matter; promotes compliance with training programs and reporting; guides agencies in effective use of workforce metrics... that inform agencies' equitable recruitment and retention efforts; designs and maintains compliance tools and reference resources...
in accordance with industry standards and best practices and in compliance with applicable privacy laws....
). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO..., Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency EEO...
, continues sustainment of key agency programs, and ensures compliance. The Financial Recovery and Compliance Specialist... with also foster greater compliance with rules and regulations. The Specialist will also assist with regulating disallowances to ensure...
An exciting opportunity for a Drafter – Façade Restoration & Compliance with a leading architecture and engineering..., assist with on-site and scaffold inspections, and collaborate with senior staff to ensure compliance with NYC building...
in our Ethics and Compliance Division. The attorney in this role will be responsible for the Law Department's compliance with the.... These include, among other things, overseeing day-to-day agency compliance by all divisions of the Department (advising...
and Compliance to lead Olo's Payment Facilitator compliance and risk program as well as support corporate compliance and privacy..., transaction monitoring, and compliance oversight. Reporting to the VP, Deputy General Counsel, Privacy, you will also support...
Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...
. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures..., systems, and knowledge. Assists the Senior Manager, Compliance within Scotiabank’s Asset Management division in carrying out...
. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures..., systems, and knowledge. Assists the Senior Manager, Compliance within Scotiabank's Asset Management division in carrying out...
Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The... US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm’s Cash...
groups. US Compliance delivers on the global Compliance mandate by providing timely, proactive advice and independent second... financial institution based in Toronto, Ontario, Canada. PWG Compliance delivers on the global Compliance mandate by providing...