and Compliance Officer plays a key role in assisting the Investigations and Compliance Unit fulfill its responsibilities... Guidelines. The Investigations and Compliance Officer will work directly with City agencies to ensure compliance...
/2024 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML Investigations... Officer VP Contract type Permanent Contract Job summary Summary: The position's responsibilities include the...
Director of the Recruitment and Candidate Investigations within Human Resources. Reporting to the Assistant Commissioner, the... compliance and operational efficiency. The Unit will be responsible for recruiting, onboarding and vetting DOP job applicants...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer to serve... brokerage businesses. The Senior Compliance Officer will cover an array of issues and will support the execution...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial...
Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM... and internal and external investigations, as well as testing and audit. Designing and lead compliance and control reviews...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... regulatory/compliance training Assist the Business in implementing and documenting various supervisory/control mechanisms...
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee... Analyst may participate in resulting investigations and reporting. The Compliance Analyst will report to a supervisor...
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee... Analyst may participate in resulting investigations and reporting. The Compliance Analyst will report to a supervisor...
Job Description: Job Title Investment Bank Compliance Officer – Origination & Advisory Corporate Title Vice... Participate in internal investigations, respond to regulatory inquiries, and coordinate internal and external audits...
to about 200,000 additional people. Reporting to the Chief Compliance Officer (CCO) in the Compliance Department, the Senior Advisor... compliance efforts within those units. The Senior Advisor's portfolio will also focus on high visibility projects, investigations...
. This position reports directly to the Fireblocks' Senior Director of Compliance and Chief Compliance Officer for the regulated...., Transaction Monitoring, Investigations, Governance, Customer Due Diligence). Executing compliance operations as needed including...
, and investigations of EMS providers and agencies. This role ensures compliance with established standards through detailed investigations... and Investigations Branch is responsible for conducting comprehensive on-site surveys, licensing and certification evaluations...
, preferably in the field of emergency medical services or healthcare; Experience in conducting compliance reviews, investigations... and Compliance Unit within the Education and Training Branch of the Division of State Emergency Medical Services. This role involves...
as they should within the Compliance Program. The position reports to the OBHS Chief Compliance Officer. Responsibilities: Take the lead.... Audit the effectiveness, accuracy, and completeness of compliance investigations. Audit and monitor the reporting hotlines...
as they should within the Compliance Program. The position reports to the OBHS Chief Compliance Officer. Responsibilities Take the lead.... Audit the effectiveness, accuracy, and completeness of compliance investigations. Audit and monitor the reporting hotlines...
, and are able to adapt to a changing regulatory landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...
to add a motivated compliance professional to assist the Compliance team led by the Chief Compliance Officer. The successful candidate... will support compliance efforts including but not limited to training, branch office exams, FINRA licensing and registrations, anti...
as an Assists Deputy Agency Chief Contracting Officer (ADACCO). The ADACCO will work closely with the Deputy Agency Chief... Contracting Officer in the, registration of over 3,000 contracts facilitating necessary payments to Human Service contractors...
Services (OAS) and Office of Quality Assurance (OQA), Special Investigations Division (SID), Office of Accountability... Strategies (OAS), Compliance and Contract Monitoring (CCM), Investigation, Revenue and Enforcement Administration (IREA), Office...