Description Compliance Advisory Officer We are looking for a Compliance Advisory Officer in our Compliance team... processes to deliver an unbeatable customer experience. The role As a Compliance Advisory Officer, you will work closely...
matter expert for the Compliance Department in relation to Optiver's FICC business. Provide trading floor and regulatory... advice to Optiver's Commodities, Fixed Income, and FX traders. Draft policies and guidance on compliance matters applicable...
Compliance Analyst supports the Compliance Manager and the UK Market Compliance Officer (MCO) leading the Compliance function... compliance input as appropriate. Advisory: Support the UK business through the handling of day-to-day queries that come into the...
of those restrictions. As an EMEA Compliance - Control Room Officer within Risk Management and Compliance, you will be at the center...Job Description: The Control Room, part of the Compliance, Conduct and Operational Risk (CCOR) organization...
is responsible for overseeing the adherence to regulatory requirements and expectations through Compliance policies, advisory... The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance...
and whistleblowing framework oversight. For more information visit Role Summary The ‘Senior Compliance Officer – Central Compliance... with the Compliance Advisory team to deliver ad-hoc training as and when required. Work with stakeholders to draft and issue...
is responsible for overseeing the adherence to regulatory requirements and expectations through Compliance policies, advisory... The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance...
Job Description: Job Title Employee Compliance Global Compliance Officer Location London Corporate Title Vice... President Employee Compliance’s (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees...
and whistleblowing framework oversight. For more information visit Role Summary The Senior Compliance Officer – Regulatory... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
right outcomes for our clients, markets and people? We are looking for a Compliance Officer like you to support...Business Divisions Group Functions Your role Are you an experienced Compliance and Operational Risk professional...
, ensuring compliance of PIMCO´s branches and licenses with applicable regulatory frameworks Regulatory Advisory: Provide... and motivated Compliance Expert to join its EMEA Regulatory Compliance team in London. This role will focus on Client Facing...
the Compliance Managers and Commercial Head of Compliance in providing compliance advisory services on a variety of topics... flexible work options to help you balance your work and home life. Join the Close Brothers Compliance team...
Minimum 6 years' experience* working in a Compliance Monitoring/Assurance, Advisory or Audit role within a UK regulated... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
Monitoring/Assurance, Advisory or Audit role within a UK regulated financial institution Broad knowledge of compliance... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
Minimum 6 years' experience* working in a Compliance Monitoring/Assurance, Advisory or Audit role within a UK regulated... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
and Commercial Head of Compliance in providing compliance advisory services on a variety of topics, including changes to customer... you balance your work and home life. Join the Close Brothers Compliance team where you will ensure that the Close Brothers...
Job Description: WHO WE ARE Led by the Chief Information Security Officer (CISO), Technology Risk secures Goldman... presence across the Americas, APAC, India and EMEA. Within Technology Risk, Advisory is the consultative and technology subject...
Compliance Analyst supports the Compliance Manager and the UK Market Compliance Officer (MCO) leading the Compliance function... and timely regulatory compliance input as appropriate. Advisory: Support the UK business through the handling of day-to-day...
This is a 18-month Level 3 Compliance Officer Apprenticeship programme which is a work based qualification focusing on gaining... job learning, skills trainings and networking. You will: Perform compliance testing - verifying processes are completed in the...
Compliance Advisory team comprising of Compliance Analysts, Managers and Senior Managers, supporting both UK legal entities... and all lines of business in the UK. Support ongoing talent development of the UK Compliance Advisory team, including regular...