they are and what they contribute. To learn more about CIBC, please visit What You'll Be Doing The Regulatory Compliance Management (RCM) Officer... will assist in the implementation and management of CIBC’s Regulatory Compliance Management Program (RCM Program). The RCM Program...
is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry... their ambitions faster. Senior Regulatory Product Senior Officer Our fast-paced Regulatory Product Team...
: Oversee the broker-dealer compliance program functions including implementation of written supervisory procedures, transaction... monitoring, AML compliance, training and annual testing Review and perform conflict checks on employee certifications...
Trust’s compliance with the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) and the parallel... Duties: Effectively works with ERISA Attorney and internal business units, risk management and compliance functions...
AML Compliance Officer and firm contact for internal Anti-Money Laundering Audits and Regulatory Examinations...Job Description: Compliance Director – Chicago, IL This is a hybrid role with the flexibility to work...
AML Compliance Officer and firm contact for internal Anti-Money Laundering Audits and Regulatory Examinations...Posting Description: Compliance Director – Chicago, IL This is a hybrid role with the flexibility to work...
Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act...; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...
Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act...; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...
: $85K-$95K REPORTS TO: Chief Financial Officer SUPERVISES: Voucher Specialist SUMMARY: The Grant Compliance Manager...POSITION TITLE: Grant Compliance Manger STATUS: Exempt, FT GRADE: 6 DEPT: Administration PROGRAM: Finance SALARY...
Investment Compliance and Accounting Manager Department: Finance Reports To: Chief Financial Officer FLSA Status... Chief Investment Officer, the Investment Compliance and Accounting Manager is responsible for transforming data...
range of macroeconomic, climate, and political topics. Job Summary: We seek a highly experienced Risk Officer to lead our compliance...: Senior Compliance Manager Location: Remote eligibility (Eligible states: IL, NY, CA, CT, DC, FL, MA, NC, TX, WI...
in follow up to audit findings. Under the direction of the Chief Compliance and Integrity Officer, the Senior Compliance Auditor... Center Job Description Under the direction of the Compliance Audit Director, the Senior Compliance Auditor and Consultant...
job, designating whether required or preferred. Certification in export compliance (e.g., Certified US Export Compliance Officer...Director, Export Compliance Requisition # S01426P FLSA Exempt Location IIT-Mies Campus (MC), 10 West 35th St...
position. This role will report to the Chief Title IX Officer. The part-time/temporary Civil Rights Compliance Support Role... of Student Protections and Title IX (OSP) and the Equal Opportunity Compliance Office (EOCO) is to promote a District...
and knowledgeable AVP Underwriting, to act as the Deputy Home Office Underwriting Officer for our E&S Business Unit. This internal... to and working with our Claims, Actuarial, Compliance, and Legal colleagues · Experience working with the wholesale brokerage...
will provide more details. Position Summary: The Client Service Officer will act as a point of contact for Transaction Banking... to resolve client inquiries. Ensure policy guidelines are followed to mitigate risk and compliance issues. Demonstrate...
with us. Underwriting Officer, Argo Specialty & Property We have an exciting opportunity to join Argo as Underwriting Officer for the... compliance with regulatory updates and Argo Group standards, including policy/form updates and other wording changes...
Representative / Title Officer serves as a key liaison between the company and agents. This role is responsible for providing... levels of productivity, customer service, and compliance with company policies and industry regulations. Duties: Customer...
company’s success. As a(n) Loan Officer within PNC's Mortgage organization, you will be based in Chicago... and prepares loan solutions and refers products and services; reviews documentation to ensure compliance. Manages customer pipeline...
schedules will be discussed during interviews. It's More Than a Job, It's a Calling Position: Public Safety Officer - Armed... responder agencies. Coordinates, briefs, and monitors every law enforcement prisoner patient guard to ensure policy compliance...