COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment..., procedures, and training for new or revised laws and regulations. Assist the Compliance Manager, Senior Compliance Officer...
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment..., procedures, and training for new or revised laws and regulations. Assist the Compliance Manager, Senior Compliance Officer...
U.S. Compliance Officer, Full Time - New York What will you do? Providing advisory and monitoring activities in support... Type of contract Permanent Remaining openings 1 Description & Requirements For our Compliance division in New York...
of benefits to its employees. Role Description The successful candidate will serve as the Chief Compliance Officer (CCO...) and be responsible for leading all components of the compliance program at an asset management firm in Manhattan, which engages...
Officer to join its global compliance team within the Legal and Compliance Department. This role will support the...’s Chief Compliance Officer (CCO) and members of the Legal and Compliance department, including: Reviewing relevant service...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... Corporate Title Assistant Vice President Location New York, NY Overview The Compliance Origination & Advisory division...
for a talented and motivated Associate General Counsel & Compliance Officer to join our Legal and Compliance team, reporting directly... to the General Counsel/Chief Compliance Officer. You will play a key role in providing legal counsel and compliance expertise...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... to MMA’s Chief Compliance Officer, you will be responsible for designing and executing on the operational elements of MMA...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer to serve... brokerage businesses. The Senior Compliance Officer will cover an array of issues and will support the execution...
, executable prices—instantly actionable at scale. As we grow, we’re seeking a dynamic General Counsel & Chief Compliance Officer... (GC & CCO) to lead our legal and compliance functions, ensuring we stay ahead of regulatory requirements while enabling...
COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... will act in a compliance oversight and advisory role supporting assigned business units including two registered investment...
Flow Traders is looking for Compliance Officer to join our Compliance team in New York. The ideal candidate is process... compliance advisory support to business units on market rules, practices and/or compliance risks Perform daily monitoring...
is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry... their ambitions faster. Senior Regulatory Product Senior Officer Our fast-paced Regulatory Product Team...
oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance. The... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... regulatory/compliance training Assist the Business in implementing and documenting various supervisory/control mechanisms...
Job Title Financial Crime Compliance NA Change Management Officer Job Description The Financial Crime Compliance... (FCC) North America (NA) Change Management Officer is a critical role within the FCC NA Governance vertical...
to delivering innovative and compliant financial solutions to our diverse client base. Position SummaryThe Chief Compliance Officer... regulations, and engaging with the CFTC and NFAReporting StructureThe Chief Compliance Officer will:• Report to: Global Chief...
Job Title: Fractional Chief Compliance Officer (Healthcare Industry) Position Type: Independent Contractor (1099... Compliance Officer (CCO) to provide strategic oversight and guidance on compliance matters within the healthcare industry...
, highly effective compliance program. The Chief Compliance Officer of Figure Lending will lead the Lending compliance team... and oversee the related compliance and regulatory functions. The Chief Compliance Officer of Figure Lending will assume primary...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...