managing and leading a team of compliance professionals. Strong understanding of financial regulations and compliance..., and oversee a robust compliance monitoring framework for all business areas within the Business, including financial planning...
THE COMPANY: Our client is a leading international Bank based in the City. They are looking for a Compliance and KYC... activities from the Compliance Monitoring Plan (CMP) Carry out all assigned activities from the Compliance and AML Monitoring...
and communicating the objectives of Business risk and compliance framework with an emphasis on risk mitigation and challenge... changes; Oversight of the sanction screening process, including potential filings of Compliance Reporting Forms; Prepare...
compliance monitoring activities to ensure adherence to regulatory requirements and internal policies, including those related... to identify any potential compliance risks or breaches. Provide support in maintaining compliance with the Financial Conduct...
and OTC derivatives in the commodities markets. THE RESPONSIBILITIES: To act as the compliance specialist in the project... and guide the team with the implementation and management of the compliance risk based monitoring plan, to ensure the monitoring...
. They are looking to hire a Senior Compliance Advisor on a permanent basis. This will be a hybrid working role, with 3 days in the office... per week. THE RESPONSIBILITIES: Provide compliance support for new license applications across different jurisdictions...
planning, investment management through to settlement and custody services. THE RESPONSIBILITIES: Assist with compliance... monitoring activities, recording evidence, reporting findings and proposing enhancements where appropriate. Review compliance...
of Compliance for their London business. This role has a strong focus on financial crime, anti-money laundering (AML), sanctions..., and anti-bribery and corruption (ABC) compliance. THE RESPONSIBILITIES: Maintain and enhance the financial crime compliance...
Ealing Council have an exciting new full-time, permanent position for a Commercial and Compliance Performance Manager.... The Commercial and Compliance Performance Manager role will provide overall leadership of the professional quantity...
Sales Executive - Compliance Application Deadline: 20 November 2026 Department: Sales Employment Type: Full Time..., or equivalent work experience. 5+ years of experience in financial technology sales, compliance, or surveillance industry...
Privacy Services is a centralized team of privacy professionals who work alongside lawyers, product and data teams to drive... compliance across the entire enterprise. The team provides services under five core functions: Privacy Projects and Operations...
Ealing Council have an exciting new full-time, permanent position for a Commercial and Compliance Performance Manager.... The Commercial and Compliance Performance Manager role will provide overall leadership of the professional quantity...
include highly specialized information-enabled software and tools for legal, tax, accounting and compliance professionals...Enterprise Account Executive, Legal and Compliance Job description We are a leading provider of AI and software...
of a dedicated team that’s investing in your future by shaping tomorrow today. At PGIM, You Can! What you will do PGIM Compliance... seeks a Junior Compliance Analyst to support PGIM Marketing Compliance. Based in London, this entry level role will be part...
qualifications, CPD and Recruitment Services for aspiring and inspiring dental professionals remotely across the UK Position...: Compliance Data and Exam Officer Location: Remote or London based if preferred Salary...
-registration qualifications, CPD and Recruitment Services for aspiring and inspiring dental professionals remotely across the UK... Position Position: Compliance Data and Exam Officer Location: Remote or London based if preferred Salary...
to professionals. BingX is dedicated to providing a trustworthy platform that empowers users with innovative tools and features... and comprehensive records of all law enforcement requests, investigative actions, and outcomes Support additional compliance-related...
You will deputise for the MLRO, managing a team of three Financial Crime Compliance Professionals. Providing advice to first line... Compliance team working from our London (Shoreditch) Offices 3+ days per week. Financial Crime Compliance at Capital on Tap...
professionals and key stakeholders. Requirements 7 - 12+ years of compliance experience, with strong credit knowledge... We are currently partnered with a large private credit firm in London that are looking for a Compliance Director...
Development: Lead, mentor, and develop a team of compliance professionals, fostering a culture of compliance and ethics within the..., Head of Compliance and Enterprise Risk for the Europe, Middle East, and Africa (EMEA) region. This senior and critical...