for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third... Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk...
of Equities, this Risk Manager will provide leadership, guidance and independent review and challenge over Electronic Trading..., Credit, Operational and Model Risk as well as Independent Compliance Risk Management, to develop the risk framework. Working...
, COO or 1st/2nd line algorithmic/electronic trading risk management) Expert Program Management skills. Exceptional Verbal... is looking for a Director to join their Algorithmic Trading Risk and Control team, which sits in the Office of the Chief Operating Officer...
, Central Risk Book, Exchange Traded Funds and Program Sales Trading & the UBS ATS. The compliance officer... Trading, Equity Trading and/or Electronic Trading the ability to manage a team of compliance officers at various levels...
and trading or research (including corporate bonds, securitized products, treasury auctions, equities, electronic and program... operations, finance, liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting...