our compliance framework to meet the evolving demands of our operations. Role Objectives Manage Conflicts of Interest: - Help... oversee the implementation of the SMBC Americas framework for managing conflicts of interest, ensuring compliance...
and Trading Policy (“the Policy”) that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal... Officer will work closely with the Ratings Technology and Data Organization to provide advice and guidance related to risk...
local Conflicts of Interest (COI) checks Qualifications and Skills Minimum of ten (10) years of experience...
and entertainment, outside business activity, political contributions, and conflicts of interest Manage covered securities pre... leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate...
, managing political crises and violent conflicts, sustaining peace, and enhancing partnerships. The Department's mandate.... Under the overall supervision of the Chief Information Management Officer, the incumbent reports directly to the Project Manager...
Director of Corporate Campaigns will report to the Chief Advocacy Officer and collaborate closely with her to develop... Officer, Director of Policy Campaigns & Government Affairs, Director of Communications & Marketing. Manage the corporate...
for potential conflicts of interest; ● Analyzing reported information and resolve if possible; ● Liaising with Ethics Officer... as needed; ● Proposing mitigation measures to manage conflicts of interest; ● Reviewing related outside activity requests; and ● Developing...
Identify conflicts of interest and business practices that may create risk exposure and adequately address such risk in the... leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate...
agency's public relations office; 4) the evaluation and provision of legal guidance on conflicts of interest related... Chief Contracting Officer (ACCO) and agency procurement staff in relation to procurement appeals and decision process...
; 7) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 8..., insurance issues, access agreements, conflicts of interest, equal employment, and employment law. The Agency Attorney, level 1...
; 4) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 5... include environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest...
; 4) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 5... include environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest...
; 7) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 8..., insurance issues, access agreements, conflicts of interest, equal employment, and employment law. The Agency Attorney, level 1...
; Monitoring for potential conflicts of interest and code of conduct violations, which includes employee brokerage account setup.... As a Compliance Officer, this job is accountable for reviewing the work of others in the business unit to ensure adherence...
MOCS Director serves as the City Chief Procurement Officer. MOCS team members operate in a collaborative, service... and compliance; - Manage issues relating to records retention, identifying information law, required agency reporting, conflicts...
, surveillance, policies and procedures, incident reporting, control documentation. Identify and monitor conflicts of interest... will report to the Chief Compliance Officer of the Northern / Northern Institutional Funds (together, the “Funds”), which consist...
Director and other senior leaders on matters of governance, best practices, and potential conflicts of interest Support... Officer, the Chief People and Culture Officer, the Chief Financial Officer, and other directors within the organization...
& Aqusitions and Venture Investments, the Chief Financial Officer and the Head of HR based out of our New York office. Fitch... opinions. To protect Fitch's credibility and reputation, our employees must take every precaution to avoid conflicts...
reporting, and product control under GAAP and IFRS. Act primarily as Officer in Charge (OIC) for assigned projects, processes.... Maintain effective relationships with stakeholders and regulators, including appropriate communication, handling of conflicts...
reporting, and product control under GAAP and IFRS. Act primarily as Officer in Charge (OIC) for assigned projects, processes.... Maintain effective relationships with stakeholders and regulators, including appropriate communication, handling of conflicts...