; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...
; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...
circumstances. What you'll do You'll be a part of the team supporting our Investigations, Compliance & Privacy practice... misappropriation, and corruption. Assessments of complex financial transactions for compliance with generally accepted accounting...
. About the Role We are looking for a compliance professional to lead our Compliance Team. You will own the policies, procedures..., and technology stack for our compliance program, which spans numerous financial products in multiple jurisdictions. You will work...
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: Under the direction of the Director of Non Construction Budget in the Administration and Internal Compliance (AIC) Division, the... of Neighborhood Preservation to ensure compliance with legal and regulatory obligations. The Office of Enforcement and Neighborhood...
Title: Compliance Policy Analyst Location: Midtown Org Unit: The Office of Compliance Work Days: Monday-Friday..., and enhancement of policies. Reporting directly to the Director of Policy, this position requires exceptional attention to detail...
in a timely fashion. Minimum 5 years of experience working in a senior compliance role (CCO, Director or similar) within a Self...cx Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience...
: Under the direction of the Director of Construction Budget and Reconciliation in the Administration and Internal Compliance (AIC... of Neighborhood Preservation to ensure compliance with legal and regulatory obligations. The Office of Enforcement and Neighborhood...
Compliance The Division of Economic Opportunity and Regulatory Compliance (EORC) supports HPDs mission by reviewing the.... Your Impact: As an Integrity Review Specialist, you will serve in EORC under the Director of the Integrity Review Unit. Duties...
that monies are used for the intended purpose. Under the direction of the Director of Financial Recovery and Compliance..., continues sustainment of key agency programs, and ensures compliance. The Financial Recovery and Compliance Specialist...
). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO... workforce practices, and create engaging and respectful workplace environments. Under the direction of the Director...
Compliance Specialist is an essential role in the coordination, implementation, and evaluation of quality improvement, patient... safety, process improvement and training throughout the project. The Quality Assurance Health Compliance Specialist assists...
with Director of Grants & Contracts and VP of Finance Monthly review of billing submission of 3rd Party billing company Prepare... purposes Complete other tasks as assigned by Director of Grants and Contract and VP of Finance. What We're Seeking...
to ensure activities are coordinated. Work with IADA Vice President/Director and corporate and compliance management... (IAD). Execute a robust audit program of Mizuho’s corporate and compliance activities, with particular emphasis on Bank...
Director of Citywide EEO Investigations and Compliance, will assist with investigating EEO Policy violations that fall... matter; promotes compliance with training programs and reporting; guides agencies in effective use of workforce metrics...
escalated to the Director, Investment Management Compliance. Support the Compliance Team with day-to-day compliance functions.... Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures...
escalated to the Director, Investment Management Compliance. Support the Compliance Team with day-to-day compliance functions.... Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures...
Details: POSITION OVERVIEW: Under supervision of the Senior Director of Quality Improvement, the Compliance Specialist is responsible... for navigating complex transitional housing regulations to developed and implement related compliance actions and strategies...
personnel are trained in applicable aspects of OFAC. Regularly apprising the Director of Branch BSA Compliance of ongoing... Program (“OFAC”). Direct a team of BSA/OFAC Compliance professionals who have responsibility for the functions associated...