US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm’s Cash...Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The...
and relationship-oriented bank. What You’ll Be Doing: The PWG Executive Compliance Director (“Executive Director”) is responsible... to implement and maintain PWG’s Compliance program, the Executive Director will be accountable for: Developing, implementing...
A company is seeking an experienced Director of Compliance to manage compliance functions within an MLTC (Managed Long... adherence to compliance standards and regulations. Responsibilities Include: Collaborate with the VP of Compliance...
Director to lead the global regulatory compliance function within the Global Compliance & Ethics organization. This role.... Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk...
; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...
; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...
care of. GENERAL FUNCTION The Director-Compliance will establish, develop and support ongoing activities related to the... development, implementation, and adherence to the Company's privacy and compliance programs in North America. This includes...
care of. GENERAL FUNCTION The Director-Compliance will establish, develop and support ongoing activities related to the... development, implementation, and adherence to the Company’s privacy and compliance programs in North America. This includes...
in a timely fashion. Minimum 5 years of experience working in a senior compliance role (CCO, Director or similar) within a Self...Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience...
Job Description: Responsibilities The Senior Director of Compliance, under the guidance and supervision of the... Senior Vice President, General Counsel, is responsible for ensuring compliance in affordable housing programs within Related...
an Administrative Manager, NM/L-III (Director, Office of Compliance Services) to perform the following duties. DUTIES WILL INCLUDE... on clearance -Supervising the Compliance Specialists and ensuring follow-up with candidates and Divisions in order to expedite the...
Opportunity We are seeking a highly skilled and experienced Internal Audit Director to establish and lead the global compliance... audit portfolio at OKX. In this critical role, you will provide expert guidance and leadership overseeing global compliance...
Opportunity We are seeking a highly skilled and experienced Internal Audit Director to establish and lead the global compliance... audit portfolio at OKX. In this critical role, you will provide expert guidance and leadership overseeing global compliance...
solutions. The Sr Director of Compliance & Privacy Tech Operations will oversee the development, implementation... within today's highly complex multi-platform and fragmented media landscape with a focus on Legal, Compliance and Data driven business...
About the Role We are looking for a business-minded, execution-driven Director of Compliance to join our Compliance... base salary for the Director, Compliance role is expected to be between $145,000 to $160,000. Base salary is one component...
communication will only be sent from @ addresses. About the role As the Director, Risk & Compliance Operations at Rippling...) and fraud prevention. You'll develop and execute strategies that ensure operational excellence, regulatory compliance...
of Compliance Testing Corporate Title Director Location New York, NY Overview Deutsche Bank’s Controls Testing & Assurance... (CT&A) Group, as part of Compliance & Anti-Financial Crime (AFC), performs independent risk based testing of first...
Sales Director, Ads Privacy Compliance Employment Type: Full-Time Location: NYC, NY Minimum Experience: 5+ years... through our advanced ratings, complaints, and fraud prevention technology. The Privacy Sales Director will be based in New...
Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...
- Americas Director Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC... Job description Business type Types of Jobs - Compliance / Financial Security Job title Global Markets Regulatory Compliance Advisory...