Find your dream job now!

Click on Location links to filter by Job Title & Location.
Click on Company links to filter by Company & Location.
For exact match, enclose search terms in "double quotes".

Keywords: Equity Compliance Advisor, Location: USA

Page: 1

Manager, Compliance

Job ID: C-2024-004 # of Openings: 1 Category: Compliance Type: Permanent/ Full-Time Min: USD $104,900.00/Yr. Max... to their needs. On top of all that, the Compliance department offers a hybrid work schedule, so you'll be able to work from home...

Posted Date: 03 Feb 2025

Manager, Compliance

Job ID: C-2024-004 # of Openings: 1 Category: Compliance Type: Permanent/ Full-Time }Min: USD $104,900.00/Yr... to their needs. On top of all that, the Compliance department offers a hybrid work schedule, so you’ll be able to work from home...

Posted Date: 05 Dec 2024
Salary: $104900 - 125000 per year

Senior Technology Risk Advisor

a senior technical risk advisor to support our enterprise AI efforts and help Vanguard deliver on its promise to give investors... decisions that balance the needs of our businesses and protect our client and company data. The senior technical risk advisor...

Company: Vanguard
Location: Malvern, PA
Posted Date: 19 Dec 2024

Equity Compliance Advisor

Advisor to join the Corporate Compliance team at our Indianapolis location. The Equity Compliance Coordinator is responsible...Job Description: Build your career with IU Health! We have an exciting opportunity available for a Equity Compliance...

Location: USA
Posted Date: 12 Dec 2024

Advisor, Quality Compliance

What Quality Compliance contributes to Cardinal Health Quality develops and implements quality policies, procedures..., and processes to ensure products and services comply with regulatory standards and specifications. Quality Compliance...

Company: Cardinal Health
Location: Fort Worth, TX
Posted Date: 05 Feb 2025
Salary: $79700 - 113800 per year

Senior Analyst - Banker - Equity Capital Markets

objective of this role is to act as a strategic advisor to our clients by facilitating capital formation in the equity market...The Equity Capital Markets (ECM) Investment Banking Analyst / Sr Analyst is an intermediate level position responsible...

Company: Citigroup
Location: San Francisco, CA
Posted Date: 06 Feb 2025
Salary: $110000 - 135000 per year

Tax Director - Mergers & Acquisitions (Private Equity)

equity clients, serving as their trusted tax advisor. Team Leadership: Manage and mentor a team of tax professionals... to join our growing Private Equity team. In this leadership role, you will provide strategic tax advisory services to private equity firms...

Company: EisnerAmper
Location: New York
Posted Date: 29 Jan 2025

Vice President, Diversity, Equity and Inclusion

. Growing together. The Vice President, Global Diversity, Equity, and Inclusion (DEI) is responsible for program leadership..., in collaboration with the senior leadership team. As part of the Global Diversity, Equity and Inclusion Office, this role will help...

Posted Date: 23 Jan 2025

Fractional] Chief Financial Officer (Equity-Based)

(40 hours) Compensation: Fair Market Value, Equity-Based Compensation Model Welcome to the forefront... to the United Nations Sustainable Development Goals. As an equity-based startup team member, you're not just joining a team...

Company: SOULCHI
Location: California
Posted Date: 23 Jan 2025

Equity Capital Markets Vice President (ECM VP)

objective of this role is to act as a strategic advisor to our clients by facilitating capital formation in the equity market...The Equity Capital Markets (ECM) Investment Banking Vice President (VP) is a senior level position responsible...

Company: Citigroup
Location: New York City, NY
Posted Date: 12 Jan 2025

Equity Trader (Series 7 & 63)

should work for the advisor, and not the other way around. Today, LPL is a leader in the markets we serve, supporting more than... in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial...

Company: LPL Financial
Location: Tempe, AZ
Posted Date: 22 Dec 2024
Salary: $28.85 - 48.08 per hour

Product Associate – Equity/Asset Allocation

as an innovator, industry thought leader and trusted advisor to our clients. Asset Allocation Associate – Product Strategy PIMCO... with Portfolio Managers, Account Associates and Account Managers, Business Development and Compliance teams across the firm...

Company: PIMCO
Location: Newport Beach, CA
Posted Date: 21 Dec 2024
Salary: $105000 - 115000 per year

Cybersecurity Governance, Risk, & Compliance (GRC) Lead

as a trusted advisor across their enterprises. Our associates are on the front lines of commerce, supply chain and technology... will serve as enVista’s primary subject matter expert for IT Governance, Risk, & Compliance. Responsibilities will include...

Company: enVista
Location: Carmel, IN
Posted Date: 08 Feb 2025

Ethics, Risk and Compliance Specialist

Responsibilities: Noblis seeks an Ethics, Risk and Compliance Specialist who will play a key role in the continued... growth of the company. This position will report to the SVP, General Counsel and Ethics & Compliance Officer...

Company: Noblis
Location: Reston, VA
Posted Date: 07 Feb 2025

Ethics, Risk and Compliance Specialist

Responsibilities Noblis seeks an Ethics, Risk and Compliance Specialist who will play a key role in the continued... growth of the company. This position will report to the SVP, General Counsel and Ethics & Compliance Officer...

Company: Noblis
Location: Reston, VA
Posted Date: 07 Feb 2025

Internal Compliance Auditor for North End Teleservices

, Governance, and Internal Controls. An interface between different NET departments/programs. An advisor to the Compliance...The Compliance Auditor at North End Teleservices, LLC (NET) is responsible for ensuring the company is complying...

Posted Date: 06 Feb 2025

Compliance Business Partner

Responsibilities: Act as a trusted compliance advisor to the business, providing expert guidance on MiFID, CASS, SMCR, Conduct Risk... operates within the MiFID framework, ensuring compliance with evolving financial regulations. As part of a high-caliber...

Company: IDEX Consulting
Location: USA
Posted Date: 06 Feb 2025

Financial Crimes Compliance - Manager - Consulting

these qualities. Consulting Manager - Financial Services, Risk Management - Financial Crimes Compliance: This position..., then come join our dynamic FSO team! The opportunity Play a role defining the evolution of financial crimes compliance while helping...

Company: EY
Location: New York City, NY
Posted Date: 04 Feb 2025

Principal Risk Manager, Governance & Compliance, Amazon Business

solutions that improve both user experience and security while meeting internal and external standards and compliance... and regulatory requirements. As part of the team, you will identify industry requirements, evaluate compliance requests, and deliver...

Company: Amazon
Location: Dallas, TX
Posted Date: 01 Feb 2025
Salary: $129800 per year

SDC Regulatory Compliance Delivery Manager

regulations, consumer regulations, investment advisor requirements, sector-specific regulations, and broker-dealer compliance... these qualities. Regulatory Compliance sits within Financial Services Risk Management (FSRM) and focuses on supporting...

Company: EY
Location: San Antonio, TX
Posted Date: 28 Jan 2025