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Keywords: Executive Director, Equity Derivatives Compliance, Location: New York City, NY

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Executive Director, Equity Derivatives Compliance

they are and what they contribute. To learn more about CIBC, please visit The Senior U.S. Equity Derivatives Compliance Officer is responsible... and second line monitoring program for its Equity and Equity Derivatives business; Providing ongoing Compliance advisory...

Company: CIBC
Location: New York City, NY
Posted Date: 19 Jul 2024

Executive Director, Regulatory Supervision

Equities, Program Trading, DMA, Listed Equity Derivatives, Delta1, Convertibles, Fixed Income, Treasuries, Repo Financing... Derivatives) compliance issues gained at an investment dealer, regulator or marketplace Knowledge of SEC/FINRA/CFTC/NFA...

Company: CIBC
Location: New York City, NY
Posted Date: 28 Aug 2024

Associate Director, US Global Capital Markets, COO

, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals... culture. Title: Associate Director, US Global Capital Markets COO Global Banking and Markets Global Banking and Markets...

Company: Scotiabank
Location: New York City, NY
Posted Date: 01 Sep 2024

Associate Director, US Global Capital Markets, COO

, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals... culture. Title: Associate Director, US Global Capital Markets COO Global Banking and Markets Global Banking and Markets...

Company: Scotiabank
Location: New York City, NY
Posted Date: 31 Aug 2024

Procurement Strategic Sourcing Director

, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit .​​ Mizuho Americas... Sourcing Director to join our procurement team and lead the sourcing activities for critical categories of spend. The role...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 29 Aug 2024
Salary: $180000 - 200000 per year

Market Risk Strategic Initiatives Director

and Accounting partners, as well as leverage resources in the RMDAD to cover market risk across banking book, derivatives... categories and risk identification in full compliance with relevant regulations. * Assist in the development of frameworks...

Posted Date: 25 Aug 2024

Senior Manager, Enterprise Anti-Bribery & Anti-Corruption

and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 07 Sep 2024

Senior Manager, Enterprise Anti-Bribery & Anti-Corruption

and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 07 Sep 2024