, we work on an advisory and independent expert for regulators e.g. FCA and PSR, financial services institutions e.g. high... Advising banks and asset management firm’s on complying with consumer duty requirements Support to the FCA on its motor...
, including FCA rules and Lloyd's regulatory requirements. Willingness to continue professional development and expand technical...
within financial services. Deep knowledge of regulatory standards (e.g., PRA, FCA). Strong analytical, strategic, and communication...
with Company policy, procedures, and regulatory requirements (PRA, FCA and Lloyd’s Minimum Standards) Promptly notify relevant...
of the regulatory environment and requirements including e.g. FCA rules, data protection, money laundering, specific...
and supporting with submissions to external authorities, where required Draft & submit regulatory report to the FCA e.g. REP-CRIM...
experience: UK depositary or custody FCA rules Key Responsibilities: Assist the UK Head of Depositary and Custody Compliance...
. Their investment operations are comprised of a direct lending platform together with a number of FCA regulated funds operating...
, such as FCA guidelines. What we’d like to see from you: Deep product and data expertise Demonstrable track record of data...
consolidated regulatory capital under the applicable FCA rulebooks. Review monthly solo entity regulatory capital calculations... by the FCA Handbook, and monitoring the impact of proposed changes noted in consultation papers. Calculation of the fixed...
: Change Be the Operational lead for all Regulatory projects and initiatives, including the upcoming ESMA and FCA changes...
rules and compliance policies for asset managers, hedge funds, private equity, and real estate funds. (FCA exposure.... Quick to learn and master new tasks, with a drive to grow and progress within the company. FCA exposure is strongly...
, Sanctions regulations, and the key FCA principles for businesses. Strong analytical skills, with the ability to manipulate data...
and regulatory frameworks, including FCA, PRA, AML, Financial Crime Prevention, and Data Protection standards. Take on project...