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Keywords: Senior Compliance Associate, Location: London

Page: 1

Senior Compliance Associate

: We are seeking a Senior Compliance Associate to join our team and work corporately with the team and senior stakeholders, supporting... is desirable) Work closely with the Associate Director to ensure seamless compliance management and client support. Foster...

Company: Selby Jennings
Location: London
Posted Date: 21 Dec 2024
Salary: £80000 per year

Senior Compliance Associate

within the Risk Review division of the Compliance department and will focus on delivering Compliance risk reviews as well... rules and regulations as they apply to the covered business. Responsibilities: Primary duties: Conduct Compliance risk...

Company: StoneX Group
Location: London
Posted Date: 12 Jan 2025

Compliance - Marketing Compliance Senior Associate, based in London

Serve as a member of the Marketing & Communications Compliance (“MCC”) team responsible for providing advice... of marketing materials. In addition, the role will provide Compliance input to new marketing initiatives, and oversight in relation...

Company: TIAA
Location: London
Posted Date: 07 Dec 2024

Senior Risk & Compliance Associate

to join their busy team. Reporting to the Deputy Head of Compliance & DMLRO, you will gain exposure to all areas of the Risk & Compliance.... Key Responsibilities Lead in drafting and maintaining Insignis’ compliance policies and ensuring their effective...

Company: Insignis Cash
Location: London
Posted Date: 16 Nov 2024

Legal & Compliance - Compliance Associate

capabilities in investment grade private credit. Job Title: BXCI Compliance, Associate The Compliance Associate... professionals and other personnel including preparation of reports to the investment team and senior management regarding compliance...

Company: Blackstone
Location: London
Posted Date: 17 Jan 2025

Compliance Monitoring Associate

Job Description Job Title Compliance Monitoring Associate Division Risk & Compliance Location London At Amwins... team are responsible for undertaking compliance monitoring activities as required to fulfil the Compliance monitoring plan...

Company: Amwins
Location: London
Posted Date: 12 Jan 2025

Compliance Monitoring Associate

in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global... of associates and senior associates are similar except that senior associates are expected to manage more complex mandates...

Company: IQ-EQ
Location: London
Posted Date: 08 Feb 2025

Compliance Monitoring Associate

in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global... of associates and senior associates are similar except that senior associates are expected to manage more complex mandates...

Company: IQ-EQ
Location: London
Posted Date: 07 Feb 2025

Compliance Monitoring Associate (FTC)

in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global... oversight Adhering to all company and IQ-EQ Group policies and procedures NB – the responsibilities of associates and senior...

Company: IQ-EQ
Location: London
Posted Date: 06 Feb 2025

Associate Director - Sales Representative - Compliance & Third-Party Risk

on Moody’s Compliance and Supplier Risk solutions. This role is concentrated on a selection of Large Accounts ($10bn+ Revenue... information to management. Pinpoint specific growth opportunities with senior management and take the lead in being responsible...

Company: Moody's
Location: London
Posted Date: 05 Feb 2025

Compliance-London-Associate-Project Management

, functional and technical expertise, and stakeholder management skills, this team provides senior management with execution... for senior management and stakeholders Documentation: maintain comprehensive documentation of remediation activities, including...

Company: Goldman Sachs
Location: London
Posted Date: 29 Jan 2025

Senior Product Manager, Operations Risk Compliance - GSRC

You will be leading high-impact initiatives to improve associate experiences across regulatory compliance functions, helping associates...DESCRIPTION Global Solution & Risk Compliance (GSRC) is looking for a dynamic and seasoned product leader...

Company: Amazon
Location: London
Posted Date: 06 Feb 2025

Senior Risk & Compliance Manager – Hybrid Working – Exceptional Benefits

Senior Risk & Compliance Manager Leading US Law Firm is seeking a new Senior Risk & Compliance Manager... directly into the Associate Director of Risk and Compliance and managing a team in the London office. Salary up...

Company: Larbey Evans
Location: London - Wales
Posted Date: 16 Jan 2025
Salary: £120000 per year

Senior Risk and Compliance Manager

Senior Risk & Compliance Manager Leading US Law Firm is seeking a new Senior Risk & Compliance Manager... directly into the Associate Director of Risk and Compliance and managing a team in the London office. Salary up...

Company: Larbey Evans
Location: London
Posted Date: 15 Jan 2025
Salary: £120000 per year

Office of the General Counsel Senior Manager – Compliance

, innovation, and collaboration. About the Role: Reporting to the Associate General Counsel, this Senior Manager – Compliance... for overseeing operations and managing non-lawyer personnel within our global compliance framework, while working with the legal...

Location: London
Posted Date: 04 Jan 2025

Senior Conflicts & Compliance Lawyer

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Specialisms Our sectors... Hiring Advice Resources Back Resources Insights and advice for the legal, risk and compliance community. Market...

Company: Taylor Root
Location: London
Posted Date: 15 Dec 2024
Salary: £84435.86 - 105544.83 per year

Senior Manager, Investigations, Diligence and Compliance

is seeking a Senior Manager (“SM”), based in London. The SM will develop and manage investigations and consulting projects cases... and Central Asia Monitor the quality of Associate research and analysis on the case, ensuring that Kroll's high standards...

Company: Kroll
Location: London
Posted Date: 22 Dec 2024

Senior Product Compliance Manager, Payments acquiring

for customers to hold and convert money in. As an Associate Product Manager joining the Product Academy, you will be placed... across borders and currencies. Your mission is to shape the Product Risk and Compliance Program, for Wise to offer its acquiring...

Company: Wise
Location: London
Posted Date: 05 Jan 2025

Investments Compliance Lead

ideal candidate possesses senior-level experience in financial services legal compliance with expert knowledge of UK...: Has experience working in a financial services legal compliance or risk and compliance role at a senior level, expert knowledge...

Company: Wellcome Trust
Location: London
Posted Date: 30 Jan 2025
Salary: £123000 per year

Compliance Manager

results with Compliance and Business stakeholders and proactively manage challenge. Liaise with all necessary senior key...I am currently recruiting a Compliance Manager for an international bank, for a 12 month temporary assignment...

Company: Michael Page
Location: London
Posted Date: 22 Jan 2025
Salary: £600 - 650 per day