Managing regulatory permissions while fostering effective relationships with the FCA Embedding consumer-focused governance... across all levels to ensure alignment with the FCA Consumer Duty, ensuring products and services meet market needs and deliver positive...
and Compliance: Ensuring adherence to internal policies and regulatory requirements, including PRA and FCA standards, while driving... from the PRA and FCA, and how they impact operational risk management. * Strategic and Analytical Thinking: Strong analytical...
-term client relationships. This is a hands-on role, where you will leverage your expertise in FCA Conduct of Business (COB..., particularly within investment advisory and wealth management, with in-depth knowledge of FCA COB rules. Manage client projects...
with FCA applications and reporting Update Consumer Duty Board Pack and collate data for annual reports Complete due..., or related field Professional certification in compliance management (e.g., CCEP) In-depth knowledge of FCA regulations...
manager for the firm’s regulated entity in the UK, fulfilling obligations and responsibilities as required by the FCA...
, monitoring regulatory risks, and ensuring adherence to FCA, EU, and global standards as we pursue additional regulatory..., including gap analysis of new regulatory initiatives and guidance from the FCA (e.g., Consumer Duty). · Regulatory Reporting...
for the insurance and treasury industry. Formed in 2014 by a team of proven FinTech entrepreneurs, we are an FCA regulated...
for the insurance and treasury industry. Formed in 2014 by a team of proven FinTech entrepreneurs, we are an FCA regulated...
services regulation, including MAR, MiFID II, Swap-Dealer rules and the FCA Handbook Experience advising on the application...
, including FCA regulations and Consumer Duty obligations Collaborate with the wider team to provide seamless client support... responsibilities, FCA regulations, and Consumer Duty obligations Exceptional organisational and time-management skills...
entrepreneurs, we are an FCA-regulated business providing global claim funds management and payment solutions. Operating one of the... in 2014 by a team of proven FinTech entrepreneurs, we are an FCA regulated payments business that is driven to be the payment...
Conduct Authority (FCA) and / or advising firms and individuals regulated by the FCA. You will be based in the criminal... and other agencies. Responsibilities Advising firms authorised by the FCA in respect of supervisory, enforcement and approval...