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Keywords: Compliance Officer - Investment, Location: London

Page: 1

Compliance Officer - Investment

MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance... Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed...

Company: Merje
Location: London
Posted Date: 09 Dec 2024
Salary: £120000 per year

Investments Compliance Lead

relating to Wellcome’s Investment Team , being the compliance officer for Wellcome’s Investment Team and responsible... Investment Executive, Wellcome’s Legal team and Wellcome’s Risk team to foster a strong control and compliance culture in the...

Company: Wellcome Trust
Location: London
Posted Date: 30 Jan 2025
Salary: £123000 per year

Compliance Officer

directly to the Chief Compliance Officer (“CCO”). The position has a broad remit, and is best suited to individuals who...About Caxton Associates: Caxton Associates, founded in 1983, is a global trading and investment firm with offices...

Company: Caxton
Location: London
Posted Date: 28 Nov 2024

Compliance Officer

, reporting directly to the Chief Compliance Officer (“CCO”). The position has a broad remit, and is best suited to individuals... as a compliance generalist in a hedge fund, trading firm, or investment management firm. Strong understanding and practical...

Company: Caxton
Location: London
Posted Date: 28 Nov 2024

Investment Writer

Chief Engagement Officer, to create investment content and analysis for our business, our customers and for the wider group... Chief Engagement Officer and Content team on the production of a new investment focused video series, supporting...

Company: PensionBee
Location: London
Posted Date: 15 Nov 2024
Salary: £57000 per year

Head of Compliance

REQUIRED: SMF 16 responsibility experience or extensive experience as a deputy compliance officer in a retail/wealth management...THE COMPANY: Our client is a boutique investment firm, offering services including wealth management and planning...

Location: London
Posted Date: 31 Jan 2025

Compliance Analyst Intern (12-month placement 2025-2026)

. Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated... Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer...

Company: AXA
Location: London
Posted Date: 28 Jan 2025

Compliance Analyst Intern (12-month placement 2025-2026)

. Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated... Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer...

Company: AXA
Location: London
Posted Date: 28 Jan 2025

Compliance Analyst - 12 month FTC

Risk Officer and Compliance Managers as required. About You Handles tasks with thoroughness and accuracy, recognising... firms offering expert discretionary investment management and financial advice through our sister company, Quilter Cheviot...

Company: Quilter
Location: London
Posted Date: 23 Jan 2025

Compliance Manager

to the Head of Compliance or Chief Compliance Officer and may have staff management responsibilities. How you'll make..., with excellent numerical and analytical aptitude. Skills & Capabilities Extensive experience in compliance or investment roles...

Company: Gallagher
Location: London
Posted Date: 16 Jan 2025

Director of Compliance

closely with the Global Chief Compliance officer and global Compliance/Financial Crime teams to strengthen global compliance..., hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm...

Location: London
Posted Date: 15 Jan 2025

Director of Compliance

closely with the Global Chief Compliance officer and global Compliance/Financial Crime teams to strengthen global compliance..., hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm...

Location: London
Posted Date: 15 Jan 2025

Chief Financial Officer

is proud to partner with RSC to appoint a Chief Financial Officer (CFO) to drive its transformation and growth. As a key..., and compliance. Thisis a high-profile, impactful role at the heart of a prestigious global organisation. ​ As CFO...

Company: Acre Resources
Location: London
Posted Date: 06 Feb 2025

Contracts & Facilities Officer

Job Description: Job Title: Contracts and Facilities Officer Contract Type: Permanent Salary: £37,232 per annum... Officer You will be responsible for the day-to-day operations and office management of the Arlington and Millwall offices...

Company: Riverside
Location: London
Posted Date: 06 Feb 2025
Salary: £37232 per year

Chief Medical Officer

an experienced and visionary Chief Medical Officer (CMO) to lead the clinical strategy and drive commercial growth for our innovative... regulatory compliance, fostering key partnerships, and shaping the future of our digital health solutions. The CMO will provide...

Location: London
Posted Date: 05 Feb 2025
Salary: £150000 per year

2025 Governance Officer Apprentice

Apprenticeship Standard: Level 4 Governance Officer Department: Corporate Governance Salary: £25,500 pa... apprenticeship programmes give school and college leavers a hands-on introduction to investment management and the opportunity...

Company: Schroders
Location: London
Posted Date: 19 Jan 2025
Salary: £25500 per year

Executive Support Officer (Housing)

We are seeking a detail-oriented and proactive Executive Support Officer to join the Housing and Social Investment... housing and social investment services. Key Responsibilities ·Executive Support: Provide comprehensive support to the...

Posted Date: 15 Jan 2025
Salary: £26 per hour

Front Office Trading Services, Officer

. As our investment research and trading arm, SSGM’s number one goal is to enhance and preserve our clients’ portfolio values by applying... Trading Services, Officer you will Key Responsibilities/Skills & Knowledge/ Qualification Assist SSGM Sales & Trading...

Company: State Street
Location: London
Posted Date: 25 Dec 2024

Head of Operational Risk Officer, Managing Director, Hybrid

Role Summary: The Head of Operational Risk Officer UK reports to the Global Head of Operational Risk for State Street... Chief Risk Officer for UK (SMF4) and is responsible for ensuring that the respective risk programs address all relevant...

Company: State Street
Location: London
Posted Date: 17 Dec 2024

Vice President, Treasury Sales Officer, Global Commercial Banking, London

Job Description: Job Title: Treasury Sales Officer, Global Commercial Banking Corporate Title: VP Location.... Role Description: The Treasury Sales Officer (TSO) is responsible for pursuing treasury revenue streams and product...

Company: Bank of America
Location: London
Posted Date: 13 Dec 2024