and framework of the FCA certification function(s) that you perform, and ensure you meet and abide by the rules of the FCA’s fit... and proper test, and comply with the FCA’s Conduct Rules. Additionally, you must ensure your compliance with all internal...
and submit financial statements to the FCA for the regulated entities. Ensure timely and accurate reporting of financial results... in the regulated entities, providing financial information for submission to the FCA. Organising iXBRL tagging...
offerings are compliant with HMRC and FCA regulations and positioned for significant revenue growth. Additionally..., you will have first line responsibilities for product governance and oversight. This includes ensuring our products meet the FCA...
Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual... Roles) are assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms...
reconciliation with the FCA MDP data. Assisting EMIR reporting and ensuring we comply with the EMIR refit rules - performing... in a timely and accurate manner including SEC schedule 13 reports and FCA AIFMD Annex IV. Prepare and maintain regulatory...
I'm working with a PE backed, profit making, FCA regulated Financial Services organisation, looking to hire a Lead...
business-wide oversight, advice and support concerning FCA and PRA regulations Delivery of key regulatory initiatives... preferred Requirements including strong knowledge of the FCA Handbook and PRA Rule book and associated sourcebooks, including...
Conduct Authority (FCA) and any other legal/regulatory/risk management frameworks. What you'll need: We’re...
and international regulations such as the FCA requirements, SOX for US companies and keeping updated with any changes that may impact...
interactions into vehicle, finance, and insurance sales. We will provide you with sales process, FCA and compliance training...
of implementing the UK [PRA/ FCA] Operational Resilience requirements within financial services. Familiarity with EU – DORA...
End reporting Technical Accounting treatments in IFRS Regulatory Reporting Capital and Filings (FCA, BoE, EMIR Capital...
but non essential) Annual, Quarterly, Month End Accounts [IFRS] + Tax Regulatory Reporting and Filings (FCA, BoE, EMIR..., Quarterly, Month End Accounts reported in IFRS Regulatory Capital Reporting and Filings (FCA, BoE, EMIR Capital, REC) Tax...
on PRA and FCA) in relation to its business (including third parties). Take the lead on the development and ongoing.... Create a robust framework and apply and / or oversee processes to ensure appropriate controls are in place to meet the FCA...