particularly FCA reporting. Qualifications What we're looking for: A Regulatory Compliance specialist with at least 5 years.... And we need your help. Join us to build the digital economy of tomorrow. Job Description As a Regulatory Compliance Manager...
the UK Regulatory Director by leading regulatory change initiatives and developing policies to ensure compliance... stakeholders. Explore opportunities for leveraging GSC and regulatory technology to support regulatory projects or changes. FCA...
We are partnering with a multinational fintech company in the search for a Senior Compliance Specialist. This is a 12... per week in the office), looking to pay up to £340 per day PAYE for the right candidate. As a Senior Compliance Specialist...
and have been covered in , , and . What you will do As a Compliance and Risk Specialist, you will provide day to day support... these, aligning it with our risk profile. You will be conducting regulatory horizon scanning, financial promotion...
and have been covered in , , and . What you will do As a Compliance and Risk Specialist, you will provide day to day support... these, aligning it with our risk profile. You will be conducting regulatory horizon scanning, financial promotion...
best practice with the aim of reducing regulatory risk. As the Compliance Specialist you will also contribute to the development... with us to discuss in more detail. About the role We are looking for a Compliance Specialist to support our Group and Defined Benefit...
, with a strong emphasis on UK financial regulatory frameworks, including the FCA and Payment Services Regulations (PSRs). Key... of key FCA focus areas, including regulatory adherence, governance, monitoring, and policy management. Contribute to the...
successfully in the modern e-space. We are fully regulated by the Financial Conduct Authority (FCA), ensuring compliance... and ensure compliance with the FCA regulations, UK laws, and international standards related to electronic money and payment...
regulatory framework, including FSMA 2000, FCA Handbook, MiFID II, and AIFMD. - Provide practical and commercial guidance... on complex regulatory issues, often on a cross-border basis. - Work closely with senior management and compliance teams...
management, payments, and fintech Regulatory compliance, governance, and risk management Engagement with regulators such as the... FCA and PRA Assisting on high-profile enforcement matters and internal investigations Advising on regulatory...
and submit FCA SMF applications and regulatory returns To provide support to the Compliance team as is deemed reasonable... and OTC derivatives in the commodities markets. THE RESPONSIBILITIES: To act as the compliance specialist in the project...
with FCA, SEC, AMF and FINMA rules, company policies and procedures. This will include reviewing policies and ensuring... compliance with; Anti Money Laundering risks, Anti-bribery and Corruption risks, Market Abuse risks, mis-selling and Financial...
of the PRA/FCA and Lloyd’s regulatory environment; Significant experience overseeing regulatory compliance frameworks... specialist. How you will make an impact Act as an SME within the Compliance team, providing compliance advice to the business...
timely delivery Stay ahead of the safeguarding and client custody global regulatory compliance trends and the Regulators... environment Be empowered to identify regulatory and compliance problems or opportunities and take a lead in execution...
timely delivery Stay ahead of the safeguarding and client custody global regulatory compliance trends and the Regulators... environment Be empowered to identify regulatory and compliance problems or opportunities and take a lead in execution...
our Compliance team. You’ll provide expert regulatory advice and constructive challenge to support both great customer outcomes... and commercially viable decisions. This is a leadership role where you’ll manage a team of specialist compliance professionals...
and private clients. Introducing Bovill Newgate Bovill Newgate is a specialist financial services regulatory consultancy... regulatory frameworks, conducting compliance investigations or diagnostics, training and fulfilling prescribed roles...
and private clients. Introducing Bovill Newgate Bovill Newgate is a specialist financial services regulatory consultancy... regulatory frameworks, conducting compliance investigations or diagnostics, training and fulfilling prescribed roles...
in meeting its regulatory objectives through delivering policy and advisory support, especially with regard to the FCA’s Product... professional standards set by the AJG Group and regulatory requirements Provide compliance oversight and reporting to the...
: Central Bank of Ireland, PRA, Lloyd’s, FCA and as required. Specialist legal and consultancy vendors, market peers... and industry forums. Job Summary: Support the management of regulatory affairs for the plc entity, and the UK compliance teams...