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Keywords: Financial Services Compliance , Location: Chicago, IL

Page: 2

Financial Services - Associate Executive Director and Chief Financial Officer

management team in all matters related to financial strategy, fiscal compliance, and day-to-day financial operations of the... legal and regulatory compliance regarding all financial functions. Reviews planning process and suggests improvements...

Posted Date: 11 Dec 2024

Compliance Officer

Description : The Opportunity: Mesirow is an independent, employee-owned financial services firm founded in 1937... Management, Capital Markets and Investment Banking, and Advisory Services. We are proud that our intentional culture results...

Location: Chicago, IL
Posted Date: 22 Feb 2025
Salary: $100000 - 140000 per year

Regulatory Compliance Consulting Director - Sanctions

of all employees are used to their fullest potential. Manages the Corporate Compliance department’s Sanctions Program. Requires... and applies senior level knowledge and expertise of regulatory compliance to evaluate the business’s ongoing adherence...

Posted Date: 30 Jan 2025
Salary: $97000 - 189000 per year

Quality Assurance Health Compliance Specialist

quality delivery. We provide clinical services to include “hands on” direct care at over 800 sites around the world, many...) our services include the design, deployment, and operation of healthcare solutions including freestanding surgical facilities...

Posted Date: 29 Jan 2025
Salary: $40000 - 100000 per year

Sales Executive - Compliance

of experience in financial technology sales, compliance, or surveillance industry Strong understanding of financial markets... in the financial services industry Outstanding communication and presentation skills Ability to explain technical concepts...

Location: Chicago, IL
Posted Date: 23 Feb 2025
Salary: $200000 per year

Principal Compliance Advisor (#Hybrid at our Chicago HQ near O'Hare Airport)

In this role, you will support the assigned area's programs by providing consumer compliance advisory services. Assist... members of the compliance advisory team and provide advisory services with regards to assigned areas with consumer compliance...

Location: Chicago, IL
Posted Date: 21 Feb 2025

Consulting - Cyber Risk - Compliance and Resilience - CPT - Manager - Multiple Positions

Risk - Compliance & Resilience - Cyber Program Transformation (Manager) (Multiple Positions) (1584005), Ernst & Young... with diverse skills and backgrounds. Consistently deliver quality client services by monitoring progress. Demonstrate in-depth...

Company: EY
Location: Chicago, IL
Posted Date: 20 Feb 2025

Senior Manager - Compliance (Alternative Assets)

, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews... of our services offerings. Job Description Support and assist IQ-EQ’s investment adviser client by providing regulatory compliance...

Company: IQ-EQ
Location: Chicago, IL
Posted Date: 20 Feb 2025
Salary: $100000 - 145000 per year

Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions

, Global Compliance & Reporting (Manager) (Multiple Positions) (1583026), Ernst & Young U.S. LLP, Chicago, IL. Provide... clients with tax guidance and planning related to tax compliance and reporting. Work on key client issues in domestic federal...

Company: EY
Location: Chicago, IL
Posted Date: 20 Feb 2025

Manager - Risk Consulting - Regulatory Compliance

in managing operational, financial, compliance and technology risk, as well as designing and implementing process improvements... internal audits, assessments, model validations and other services at client locations within financial institutions...

Location: Chicago, IL
Posted Date: 19 Feb 2025
Salary: $92100 - 185400 per year

CERTIFICATION COMPLIANCE OFFICER (CHIEF PROCUREMENT OFFICE) SEIU 73

manages and reviews a large caseload of applications submitted to the department and monitors applications for compliance... of financial records, program auditing and monitoring, conducting investigative research, preparing detailed reports, performing...

Posted Date: 19 Feb 2025

CERTIFICATION COMPLIANCE OFFICER (CHIEF PROCUREMENT OFFICE) SEIU 73

manages and reviews a large caseload of applications submitted to the department and monitors applications for compliance... of financial records, program auditing and monitoring, conducting investigative research, preparing detailed reports, performing...

Posted Date: 19 Feb 2025

Civil Rights Compliance Support Role

: academic progress, financial stability, and integrity. Six core values are embedded within these commitments – student-centered... of Student Protections and Title IX (OSP) and the Equal Opportunity Compliance Office (EOCO) is to promote a District...

Location: Chicago, IL
Posted Date: 15 Feb 2025

Analyst, Compliance

institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services...About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial...

Company: Northern Trust
Location: Chicago, IL
Posted Date: 14 Feb 2025
Salary: $61500 - 98300 per year

Analyst, Compliance

institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services...About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial...

Company: Northern Trust
Location: Chicago, IL
Posted Date: 09 Feb 2025
Salary: $58425 - 93385 per year

Compliance Lead (Hybrid)

technology company that provides online financial services through our AI and machine learning-powered Colossus™platform... - Compliance About the role: The Compliance Lead plays a key role in enhancing and overseeing Enova's internal control...

Company: Enova
Location: Chicago, IL
Posted Date: 07 Feb 2025
Salary: $86000 - 124000 per year

Manager - Compliance (Alternative Assets)

); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...

Company: IQ-EQ
Location: Chicago, IL
Posted Date: 05 Feb 2025
Salary: $85000 - 125000 per year

Project Manager, Legal/Compliance

institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services...About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial...

Company: Northern Trust
Location: Chicago, IL
Posted Date: 05 Feb 2025
Salary: $83100 - 141300 per year

Medicare Compliance Consultant

Job Title: Medicare Compliance Consultant - Contract Location: 100% REMOTE Duration: 12-month contract... with possible extension Pay Rate: $43 - $49 / HR - W2 Basis Job Description: This position will support the Part D Medicare Compliance...

Location: Chicago, IL
Posted Date: 05 Feb 2025
Salary: $43 - 49 per hour

ERISA Compliance Officer

institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services... developing and maintaining compliance program within a financial institution. Ideally have knowledge of ERISA/prohibited...

Company: Northern Trust
Location: Chicago, IL
Posted Date: 02 Feb 2025
Salary: $114700 - 194900 per year