Find your dream job now!

Click on Location links to filter by Job Title & Location.
Click on Company links to filter by Company & Location.
For exact match, enclose search terms in "double quotes".

Keywords: Global Markets Regulatory Compliance Advisory - Americas, Location: New York City, NY

Page: 1

Global Markets Regulatory Compliance Advisory - Americas

Summary Global Markets Regulatory Compliance (“GMRC”) Advisory - Americas Director is responsible for providing.... · Coordinate compliance regulatory examinations and participate in the coordination of response to these examinations. · Maintain...

Posted Date: 31 Jul 2024

Global Markets Regulatory Compliance Advisory - Americas

- Americas Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC”) Advisory... Job description Business type Types of Jobs - Compliance / Financial Security Job title Global Markets Regulatory Compliance Advisory...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 30 Jul 2024

Global Markets Regulatory Compliance Advisory - Americas

- Americas Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC”) Advisory... Job description Business type Types of Jobs - Compliance / Financial Security Job title Global Markets Regulatory Compliance Advisory...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 30 Jul 2024

Global Structured Finance (Project Finance) - North America - Vice President, Power & New Energies

clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...-winning project finance franchise is an established global leader across advisory, bonds, and loans. The group is consistently...

Posted Date: 17 Jul 2024

Executive Compliance Officer - Marex Solutions Advisory

within the various Marex Business lines from a Compliance advisory perspective. Marex has unique access across markets... process. Provide Compliance Advisory services for US Marex Solutions Regulatory Reporting process. Ensuring compliance...

Company: Marex
Location: New York City, NY
Posted Date: 15 Sep 2024
Salary: $200000 - 250000 per year

Executive Compliance Officer – Marex Solutions Advisory

within the various Marex Business lines from a Compliance advisory perspective. Marex has unique access across markets... process. Provide Compliance Advisory services for US Marex Solutions Regulatory Reporting process. Ensuring compliance...

Company: Marex
Location: New York City, NY
Posted Date: 14 Sep 2024
Salary: $200000 - 250000 per year

Swap Dealer Compliance Advisory - Trade Reporting

clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group... of benefits to its employees. Role Description The Compliance Advisory function assists in supporting internal stakeholders...

Posted Date: 01 Sep 2024

Vice President, Broker-Dealer Private Side Compliance Advisory

of regulatory and/or advisory compliance experience at a broker dealer. A solid foundation in US securities laws and regulations... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...

Posted Date: 01 Aug 2024

Compliance Infrastructure Advisory

Objectives Coordinate bank, broker-dealer, and swap dealer regulatory Compliance programs across SMBC's Americas Division... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...

Posted Date: 12 Jul 2024

Senior Manager, Markets Compliance Officer

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...'s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas...

Company: Scotiabank
Location: New York City, NY
Posted Date: 13 Sep 2024

Senior Manager, Markets Compliance Officer

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas...

Company: Scotiabank
Location: New York City, NY
Posted Date: 12 Sep 2024

Senior Manager, U.S. Compliance Risk Assessment

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...'s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas...

Company: Scotiabank
Location: New York City, NY
Posted Date: 18 Sep 2024

Senior Manager, U.S. Compliance Risk Assessment

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas...

Company: Scotiabank
Location: New York City, NY
Posted Date: 18 Sep 2024

Compliance Officer - Policies and Procedures (Financial Services)

. Coordinate US Compliance Training and Horizon scanning with Global Team. Ensuring compliance with the company's regulatory... and Procedures of will create and maintain a Compliance Policies and Procedures for all Americas registered entities...

Company: Marex
Location: New York City, NY
Posted Date: 14 Sep 2024
Salary: $125000 - 180000 per year

Compliance Officer – Policies and Procedures (Financial Services)

. Coordinate US Compliance Training and Horizon scanning with Global Team. Ensuring compliance with the company's regulatory... and Procedures of will create and maintain a Compliance Policies and Procedures for all Americas registered entities...

Company: Marex
Location: New York City, NY
Posted Date: 12 Sep 2024
Salary: $125000 - 180000 per year

Fixed Income Compliance Officer

of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...

Posted Date: 03 Aug 2024

Director, Employee Relations & Compliance

legal and regulatory requirements. KEY RELATIONSHIPS Chief Human Resources Officer, Americas HR Advisory and the...Job description A&O Shearman is a new global industry-leading law firm, with 60 offices in 29 countries worldwide...

Company: A&O Shearman
Location: New York City, NY
Posted Date: 12 Jul 2024

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As a Manager, you will be required to work... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 31 Aug 2024
Salary: $85700 - 159100 per year

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As a Manager, you will be required to work... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 30 Aug 2024
Salary: $85700 - 159100 per year

Vice President - Infrastructure Project Finance Investment Banking

with dedicated partners in MUFG’s debt capital markets and global markets teams to seamlessly deliver debt financing and risk... #1 overall project finance bank the Americas since 2009. The project finance team comprises approximately 70...

Company: MUFG
Location: New York City, NY
Posted Date: 12 Sep 2024