risk professional leading a team within the Governance and Controls Office (GCO), serving as a subject matter expert... or mitigation of the identified risks. Lead a team of risk advisors responsible for executing the responsibilities of various...
within the Governance and Controls Office (GCO) Centralized Supervision Group, serving as a subject matter expert responsible... with those of a retail broker/dealer to engage with advisors in the management of risks and controls as well as its execution of risk program...