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Keywords: Head of Compliance & Regulation, Location: London

Page: 1

Head of Compliance & Regulation

Our client is on the lookout for a dynamic Senior Compliance Director to lead our compliance agenda and report directly... to our President. This pivotal role involves steering the compliance team, and crafting and implementing regulatory strategies...

Company: Page Executive
Location: London
Posted Date: 06 Feb 2025
Salary: £110000 per year

UK FM Regulation & Non-Financial Risk (Secondment)

meetings for further review, ahead of the Head of Regulation and NFR’s subsequent discussions with Legal, UK FM, CoE business... unit and support function stakeholders, and collaborate with the Head of Regulation and NFR in providing advice...

Company: ING
Location: London
Posted Date: 20 Mar 2025

Head of Compliance, UK, Ireland, Middle East & Africa (SVP)

Head of Compliance, UK, Ireland, Middle East & Africa (SVP) Who we are looking for: Our Head of Compliance for UK.... What you will also be responsible for: As Head of Compliance, UK, Ireland, Middle East & Africa, your responsibilities will include: Leading the...

Company: State Street
Location: London
Posted Date: 28 Mar 2025

Deputy Head of Compliance

Our client a leading International Bank are recruiting for a Deputy Head of Compliance to join their growing Compliance... team. The Deputy Head of Compliance will be responsible for: Having a good understanding of relevant legislation, the...

Company: Michael Page
Location: London
Posted Date: 27 Mar 2025
Salary: £80000 per year

Head of IT Compliance

Head of IT Compliance / IT SOX Compliance Lead Insurance City of London Working within the EMEA IT PMO team, the... newly created IT SOX Compliance Officer position is a key role within the compliance and regulatory framework of the...

Company: IPS Group
Location: London
Posted Date: 20 Jan 2025
Salary: £70000 - 100000 per year

Compliance Officer

, we are recruiting for a Compliance Officer to join this successful financial services organisation. You will assist the Head... include: Assisting the Head of Compliance with periodic review of policies, procedures and controls File audit and call...

Company: Jems Recruitment
Location: London
Posted Date: 13 Apr 2025
Salary: £45000 - 50000 per year

Compliance Manager

regulation advisory, the effective management of regulatory compliance risk and the design, implementation and adherence to the... and regulatory issues for senior management ahead of board and senior management meetings. Support the Head of Compliance with the...

Posted Date: 12 Apr 2025

AML Compliance Officer

, regulatory reports Gather and report on AML MI to the Head of Compliance, the Board, relevant AML committees and leadership team...Overview The Opportunity: FIUK is looking for an experienced AML Officer to join the Compliance Team. FIUK AML...

Location: London
Posted Date: 05 Apr 2025

Compliance Manager - Monitoring & Thematic Reviews

of regulation; designing and executing testing to assess Quilter’s compliance with regulatory expectations; and reporting findings... Head of Compliance Monitoring & Thematic Reviews with other monitoring activities as required. Planning and prioritising...

Company: Quilter
Location: London
Posted Date: 29 Mar 2025

Compliance, Global Banking & Markets, Analyst / Associate, London

reports into the EMEA Head of IRP and FX Compliance and is part of the FICC Compliance team that sits within the Global... Compliance Team providing compliance coverage across market-leading Fixed Income, Currencies and Commodities (FICC) business...

Company: Goldman Sachs
Location: London
Posted Date: 23 Mar 2025

Director of Risk & Compliance

range of knowledge and expertise across the key risk and compliance categories, including, but not limited to, SRA regulation, financial... of Risk & Compliance. Our client is a full-service law firm with a diverse client base, that prides itself on providing market...

Company: Cyan Partners
Location: Central London
Posted Date: 20 Mar 2025
Salary: £200000 per year

Compliance Business Partner

Governance, and Consumer Duty, rules and guidance, leading compliance projects, monitoring changes in regulation and performing... head-on at Gallagher's global brokerage team. Join a family of diverse minds, united by a relentless pursuit of excellence...

Company: Gallagher
Location: London
Posted Date: 08 Mar 2025

Compliance Assurance Officer

Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy... but not essential). Broad knowledge of compliance regulation and in-depth understanding of compliance risks, assessments methodology...

Company: Marex
Location: London
Posted Date: 26 Feb 2025

Compliance Assurance Officer

Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy... but not essential). Broad knowledge of compliance regulation and in-depth understanding of compliance risks, assessments methodology...

Company: Marex
Location: London
Posted Date: 22 Feb 2025

Senior Compliance Assurance Officer

Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy... and support the regions with Risk Assessment methodology and Assurance activities. Support the Head of Compliance Assurance...

Company: Marex
Location: London
Posted Date: 22 Feb 2025

Head of DC Proposition

About the Role: We are seeking a highly experienced and strategic Head of DC Pensions to lead and evolve our Defined... best practices. Oversee all aspects of scheme governance, compliance, and trustee engagement. Act as a senior advisor to the Board...

Company: Alexander Lloyd
Location: London
Posted Date: 12 Apr 2025

Head of Unauthorised Trading and Surveillance Risk Stewardship

and Securities Services Regulatory Compliance is hiring a Head of Unauthorised Trading and Surveillance Risk Stewardship.... Demonstrate thorough knowledge of Market Abuse regulation and its application to Markets and Securities Services Compliance...

Company: HSBC
Location: London
Posted Date: 11 Apr 2025

Regulatory Strategy & Policy - Head of UK, EU, MEA

Financial regulation is continually evolving and comprehensively shapes the financial services landscape, including the... for Citi. Citi’s Regulatory Strategy & Policy (RSP) Team is seeking a Head of UK, EU, & MEA to be a part of the team...

Company: Citigroup
Location: London
Posted Date: 10 Apr 2025

Head of Transaction Services

and commercial customers Responsible for the annual rent increase process, ensuring compliance with legislation, regulation, policy...Head of Transaction Services Location: Ealing - Hybrid working Salary: £85,000-92,000 Contract: Permanent, Full...

Company: A2Dominion
Location: London
Posted Date: 10 Apr 2025
Salary: £85000 - 92000 per year

Global Head of Privacy and DPO

to data management and regulation globally. The role will report to the Group Chief Compliance Officer and work closely... into. And that’s where you come in. Job Description: Your new role Here at Hitachi Rail, we have a unique and exciting opportunity for a Global Head of Privacy and DPO. This role...

Company: Hitachi
Location: London
Posted Date: 09 Apr 2025