insurance solutions. Description As their Head of Compliance, your main responsibilities will include: Directing...This Head of Compliance/CCO position requires an individual who can lead strategic initiatives and manage compliance...
. Principal Responsibilities Supporting the Head of FC: Global Insurance & Partnerships in providing oversight of financial... seeking a high calibre professional to join our team as a Senior Manager Financial Crime - Global Insurance and Partnerships...
of Compliance, Insurance is the senior accountable executive responsible for ensuring that HSBC's operations in Hang Seng Bank... out of changes in Compliance. Principal responsibilities Primarily support Head of Regulatory Compliance (RC) Wealth...
team and compliance with applicable internal policies, and external laws and regulations. Continuously improve the... Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations...
interactions and interviews of clients, registered representatives, or other Firm employees. Liaise with internal departmental... stakeholders as well as Legal and Compliance department to assess regulatory implication of the complaint and to assist...
, mitigate and resolve risk, conduct and compliance matters. Key stakeholders Platform Managers Global Head of EAM Local... capabilities Firm in all business guidelines and compliance issues Sound knowledge of financial markets and investment products...
and in compliance with applicable internal policies, and external laws and regulations at a global level. Support the delivery... business for Standard Chartered’s Global Private Banking (‘PB”) in Hong Kong. The individual should be working...
We are currently looking for an all-rounded HR Advisor at a prominent international law firm with a global presence.... Main Objective of the Role: As an HR Advisor, your primary responsibility is to support the Head of HR, Asia in delivering...