Head of Conduct, Compliance and Regulatory Change Job Title: Head of Conduct, Compliance and Regulatory Change... seeking a technical expert, responsible for delivery of Conduct / Regulatory advice. The Head of Conduct, Compliance...
contract Day Rate: £500 - £700 per day Role Overview: Reporting to the Head of Conduct, Compliance & Regulatory Change...Conduct & Compliance Manager Job Title: Conduct & Compliance Manager Location: Remote Contract Length: 6 month...
Group Compliance team and will report directly to the Co-Head of Surveillance. The Data Governance Manager role...The Data Governance Manager role will sit within Market Conduct Surveillance and be responsible for supporting the...
customer outcomes. This position demands a thought leader with extensive expertise in conduct risk, regulatory compliance...: Oversee conduct risk management, ensuring all products, processes, and controls support regulatory compliance and good...
experience and create efficiencies through Continual Service Improvement. The Head of Enterprise IT Change Management..., Problem, Change, Knowledge, Recovery & Availability) along with running strategic initiatives to improve the platform, user...
CFA Institute is seeking a Head of EU Policy and Regulatory Affairs (Formal Title: Director, Capital Markets Policy, EU... in London, this exciting position offers the opportunity to lead impactful policy research, represent our voice in regulatory...
Head of Compliance & MLRO (SMF16 & 17) Location: London, UK Employment Type: Full-time, Permanent Industry: Banking... About the Role We are seeking a highly skilled and experienced Head of Compliance & Money Laundering Reporting Officer (MLRO...
Job Description: Job Title: Senior Regulatory Reporting Controller Location: London Corporate Title: Director... for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally, your physical wellness is well...
Job Description: Job Title: Senior Regulatory Reporting Controller Location: London Corporate Title: Vice... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...
Job Description: Job Title: Regulatory Reporting Controller II Location: London Corporate Title: Assistant Vice... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...
Job Description: Job Title: Regulatory Reporting Controller II Location: London Corporate Title: Vice President... for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally, your physical wellness is well...
Job Description: Job Title: Senior Regulatory Reporting Controller Location: London Corporate Title: Vice... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...
Regulatory, Legal, Corporate Secretary, Finance, Risk, and Compliance teams. Responsibilities: Responsibilities will include...Job Description: Job Title: Regulatory Compensation Specialist Corporate Title: AVP Location: London / Chester...
significant regulatory compliance issues or material incidents of non-compliance to the Head of Compliance Europe, promptly... incumbent supports the Head of Compliance, Europe, who will lead the development and implementation of the Compliance Department...
will be based in London, U.K., reporting to the Global Head of Compliance in New York. Responsibilities will focus on compliance... with respect to the EU and UK BMR, IOSCO, other compliance areas described above, as well as new compliance and regulatory...
and interesting with no day being the same! Reporting to the Head of Conduct Risk, you will work as a senior Compliance Advisory..., timely and robust regulatory advice and support. It is a busy and dynamic team that covers all aspects of conduct...
compliance and reporting, including CFTC/NFA and SEC Swap Dealer (collectively “US regulatory tasks” framework) including.... Under this arrangement you will be the SME of US regulatory requirements. To develp efficient work flow and operation model US Reg compliance...
Job Description: Job Title: Compliance and Operational Risk Specialist (Operations) Corporate Title: Up to Vice.... Make sure to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London...
Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements... derivative exchange regulatory enquiries. Participate in broader Group Compliance management initiatives...
Head of Business Advisory Compliance in ensuring the Marex Group adheres to and operates within its regulatory requirements... derivative exchange regulatory enquiries. Participate in broader Group Compliance management initiatives...