, internal and external financial reporting, budgeting and analysis, and cash management Ensure the integrity of financial... systems and data for all internal and external financial reporting; be part of a ERP implementation project team Manage the...
include regulatory issues, audit issues and management self-identified issues. 2. Engage with issue owners to track..., documentation, and reporting approaches) 2. Familiarity with regulatory requirements for Swap-Dealer, Broker-Dealer and Bank...
or regulatory exam support experience with at least 3 of which should involve compliance testing or audit. Experience/background... and objectives. Ensures all activities conducted are following governing regulations, internal policies and procedures. The primary...
Officer - Americas is responsible for the regulatory advisory function of the investment banking and financing activities. The... activities · Provide advice and regulatory guidance to the private side of the bank and to the public side regarding control...
in operational risk management (e.g., within Risk and/or Internal Audit function) is desired Understanding of critical operational... in compliance with enterprise Operational Risk Management programs and reporting. The manager will be focused on ensuring control...
and reporting related to programmatic requirements or initiatives; - Liaise with internal and external stakeholders to implement... and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex housing crisis, by addressing homelessness...
About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches... a robust audit program including leading the timely execution of audit planning, fieldwork, reporting and other administrative...
acceptable internal control procedures designed to safeguard owners/investors assets, ensures compliance with all Federal, State... by accounting department including audit, accounts payable, payroll etc. Prepares all financial reports including P...
escalation. Interfaces with regulators and Internal Audit during compliance related examinations / audits related to coverage... area. Research and drafts responses to regulatory inquiries. Advises on the maintenance of internal policies...
financial reporting; ensuring acceptable levels on internal control; ensuring compliance with all federal, state, and local... reconciliations. Establish and continually audit all internal financial controls including purchasing, cash handling, disbursements...
management -Management of internal audit and regulatory matters Program Execution -Develop, execute and enhance of the... implementation of rectification -Implement and ensure execution of the exception management process Risk Analysis and Reporting...
., within Risk and/or Internal Audit function); understanding of critical operational risk management lifecycle activities. Project... risk assessment performance in addition to further assessments and testing programs to ensure regulatory and internal...
responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional... Methodology, internal policies and standards, and regulatory expectations throughout the audit lifecycle. Evaluate processes...
Reports to: Senior Director, Internal Audit Location: New York City, Midtown Manhattan The Senior IT Auditor... company Internal Audit, including working with cross-functional IT teams in implementing the right set of Audit documentation...
/ QA programs to ensure regulatory and internal standards are met (e.g., periodic PRSA reviews and update assessment...., within Risk and/or Internal Audit function) Understanding of critical operational risk management lifecycle activities Project...
management -Management of internal audit and regulatory matters Program Execution -Develop, execute and enhance of the... implementation of rectification -Implement and ensure execution of the exception management process Risk Analysis and Reporting...
making Demonstrate honesty and integrity, lead by example Oversee internal, external, and regulatory audit processes... of the Finance Office. Primary responsibilities include financial analysis and financial reporting, budgeting, forecasting...
. This position interfaces with traders, operations, financial control, audit, technology, middle office, and other departments... global macro market environment, reporting on the impact of market events on current portfolios Communicate technical...
, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal... Job Description & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients...
, internal audit, technology, and business leaders - to enhance AML risk management strategies and drive continuous improvement... closely with regional AML compliance teams, business units, legal, internal audit, and risk management to ensure a unified...