We are seeking a Director-level business auditor to join our Institutional Securities Fixed Income audit team. The... Financing business operating and control environment. The Internal Audit Division (IAD) drives attention and resources...
, fixed income securities) Good understanding of electronic trading Experience related to auditing Capital Markets..., risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible...
We’re seeking someone to join our team as a Director in Institutional Securities Fixed Income Operations who... and Compliance, Internal Audit and Finance divisions. Morgan Stanley has opened in Baltimore in 2003 and our talented and diverse...
products, including Foreign Exchange, Interest Rate Derivatives, and Fixed Income Securities.... needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products...
Institutional and Accounts DVP/RVP Equities, Fixed Income and Futures Trading Practice Compliance Trade Reporting: CAT... in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk...
key information to senior management, internal audit, and regulators Support SMBC Americas during regulatory exams... of trading products (e.g., Derivatives, secured funding, and fixed income products) is a plus Strong quantitative, financial...