training materials, and giving presentations. Manage and respond to Audit, Compliance Testing, and regulatory examination... for every future! Purpose Contributes to the overall success of the First Line and the Compliance Department in both the...
stakeholders. Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You'll...
training materials, and giving presentations. Manage and respond to Audit, Compliance Testing, and regulatory examination... for every future! Purpose Contributes to the overall success of the First Line and the Compliance Department in both the...
stakeholders. Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings... and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You’ll...
Lead Governance, Risk, and Compliance Analyst is a key member within SiriusXM’s Governance, Risk, and Compliance team.... This individual contributor will be responsible for managing the day-to-day execution of compliance assessment workstreams (PCI-DSS...
Spotify is seeking a Senior Security Governance, Risk, and Compliance (GRC) Manager to join the Security Studio who... will work closely with our engineering teams and audit functions. You'll be focused on handling the execution of tasks for the...
accuracy of all tracking logs; Supports senior staff in responding to regulatory and internal audit requests, as well as ad... -to join our AML Compliance team. The Intermediate FIU Analyst is responsible for ensuring that AML Compliance's activities follow the...
’s Organization to provide input to regulatory reporting and engagement with regulators. o Internal Audit Group to demonstrate... and Compliance is the center of expertise for U.S. regulatory exams and remediation of regulatory findings for American Express...
of control implementation, and articulate compliance implications to internal and external audit functions. · Set strategic... Compliance Program Manager to join our audit team in AWS Security Assurance to drive SOC Report compliance for AWS services...
or similar certified compliance/audit/legal credentials preferred Who we are UNFCU is a global not-for-profit financial...Why join this team Responsible for developing and monitoring all aspects of the Credit Union’s compliance...
or similar certified compliance/audit/legal credentials preferred Who we are: UNFCU is a global not-for-profit financial...Why join this team: Responsible for developing and monitoring all aspects of the Credit Union’s compliance...
with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance... compliance, audit, or risk management. Familiarity with U.S. laws and regulations. Knowledge of corporate banking and financial...
as well as adherence to internal policies and standards (“regulatory obligations”). Executing risk-based compliance examinations... as a commissioned examiner, or within internal audit a plus A detailed approach with strong analytical skills to develop insights...
customer complaints/inquiries that relate to compliance. Coordinating internal audit and regulatory exams, and serving as the... liaison between examiners and bank personnel. Ensuring internal audit exams, and preparing bank to pass regulatory exams...
registration records in internal systems including exam dates and completion status · Complete Compliance new hire... registrations and designation required based on covered activities · Assist in preparing for and coordinating internal audit...
activities · Assist in preparing for and coordinating internal audit and regulatory exams Management and Reporting Director.... Key Internal contacts o Human Resources Department o Operations Department (GSP) o Legal Department; o Audit...
registration records in internal systems including exam dates and completion status · Complete Compliance new hire... registrations and designation required based on covered activities · Assist in preparing for and coordinating internal audit...
and provide support to Compliance Testing, Compliance Monitoring and Audit missions · Identify Compliance issues and gaps... of minimal experience 6-10 years Experience · Minimum 5-7 years' experience of Compliance/ Business Management/ Audit/ Risk...
and provide support to Compliance Testing, Compliance Monitoring and Audit missions · Identify Compliance issues and gaps... of minimal experience 6-10 years Experience · Minimum 5-7 years' experience of Compliance/ Business Management/ Audit/ Risk...
to Compliance Testing, Compliance Monitoring and Audit missions · Identify Compliance issues and gaps and update/maintain Issue... to support Compliance-lead projects to enhance the business lines compliance policies, procedures, and internal controls...