plans for compliance projects Develop new internal compliances or update existing policies when needed Work closely... with internal teams to oversee rectification measures and activities Assist to cultivate a welcoming culture on compliance adoption...
. Description You are responsible for overseeing growing APAC market, leading internal audit/internal control projects, ensuring compliance.... With the external support from Big 4, you are the key person in charge of internal audit, internal control, and Risk Management...
. DFI Retail Group is a member of the Jardine Matheson Group. As Group Risk, Compliance and Ethics Manager, the role... entails establishing a Compliance and Ethics program, promoting it across the DFI organisation and ensuring the relevant...
and customer CDD assessment, analyze and report suspicious transactions to AML/CFT Compliance Officer, and prepare and submit... Suspicious Transaction Reports (STRs) to Macau GIF. Conduct compliance checks to ensure the Bank's adherence to all relevant...
.pageuppeople.com/798/cw/en/job/494208/compliance-manager-global-markets=11232 Data collected would be used for recruitment... Job Functions: Business Development Responsibilities: Help to collect and analysis data for daily compliance monitoring Help...
Manager to join their finance team. Description Control & Compliance, and Risk Management: Regularly update and review... internal policies, procedures, and standards to ensure compliance with laws, regulations Assist in investigating non...
Internal Control, Risk Management, Compliance Focus Experience from Big 4 or 2-tier Audit firm... market, they are now seeking for an experienced Risk & Compliance Manager to join their finance team...
of regulatory compliance and operational risk management in accordance to PMSA Codes of Conduct. S/he will be responsible... for formulating and reviewing compliance manuals, designing policies and procedures as well as providing trainings to keep the...
. We are now seeking a talented individual to join them as a Compliance Manager for their Investment Services team. Position... by assessing and enhancing ARP Compliance policies. Aid with internal and external audits and collaborate on control testing...
. We are seeking a high caliber to join us as Senior Business Risk and Compliance Manager. Principal Responsibilties Establish... and functions on internal/ external audit/ regulatory/ compliance reviews and articulate the findings and recommendations...
transaction monitoring and business review to ensure adherence to internal/ external requirements Identify possible compliance... position. Responsibilities Act as first line of defense to advise business on compliance and control matters Conduct...
and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal... compliance advice to the different business units in relation to securities brokerage and wealth management business Review...
in accordance with the policies and guidelines of the bank and regulatory bodies; Provide internal compliance trainings; Review... with us. Job Responsibilities: Provide regulatory advice and guidance on rules and regulations in respect of general compliance; Handle complaint...
products meet quality standards for safety and compliance. Work with suppliers, laboratories, and internal teams to guarantee..., Engineering, Chemistry, or a related field. Over 5 years of experience in quality assurance and safety compliance, especially...
&compliance documents Review, revising and drafting internal manuals, policies and procedures to ensure in compliance...Responsibilities: Oversee the general compliance Ensure daily operations comply with Hong Kong SFC...
and drafting internal manuals, policies and procedures to ensure in compliance with rules and regulation of the SFC and HKEx...Responsibilities: Oversee the general compliance Ensure daily operations comply with Hong Kong SFC...
&compliance documents Review, revising and drafting internal manuals, policies and procedures to ensure in compliance...Responsibilities: Oversee the general compliance Ensure daily operations comply with Hong Kong SFC...
requirements Provide AML, sanction compliance advice from time to time Perform internal control on compliance & risk within the.... Job Responsibilities As part of business compliance in the department to promote compliance and AML culture Support the department...
as needed Be responsible for Operation Management Review (OMR) including training, risk control, internal control and process improvement... of hotel’s operation compliance REQUIREMENTS Degree required, preferably in Law, Accounting or related discipline Working...
to day regulatory advice and guidance on rules and internal policies and ensure the business unit in compliance with the law...Responsibilities: Identify and evaluate compliance risks of the operations and business activities; Provide day...