as 1.5 line of defence between the 1st line client facing department and 2nd line compliance/FCC & 3rd line internal audit.... Job Responsibilities As part of the Business Compliance team of Financial Institutions clients coverage department The team is acting...
and customer CDD assessment, analyze and report suspicious transactions to AML/CFT Compliance Officer, and prepare and submit... Suspicious Transaction Reports (STRs) to Macau GIF. Conduct compliance checks to ensure the Bank's adherence to all relevant...
Responsibilities Work with the Regional Head to develop and implement ethics and compliance initiatives across APAC..., including measures to drive compliance with the Code of Conduct, Anti-Corruption Policy, Competition Compliance Policy...
, liaise with key internal stakeholders to review and enhance associated management plans and procedures and convey analysis.... Design, plan and coordinate internal training and / or activities for all staff to improve knowledge of operational risk...
control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good... and cost-efficient. Requirements Significant experience as a regulator, or a senior compliance manager across all areas...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities..., in particular alerts type of the high-risk coverage of oversea market sectors; Work closely with senior staffs and other internal...
RESPONSIBILITIES Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice... and other documentations Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast...
with different internal departments including Corporate Communication, Segment, Legal and Compliance, IT, Customer services... market programs, from merchant liaison, mechanics design, proposals preparation, liaison with internal departments...
their knowledge on products and compliance requirements Initiate, plan and implement special market campaigns and promotion programs... Conduct marketing research analysis, collect update market information and make recommendation Liaise with internal...
We are seeking an experienced and highly motivated Operations Manager to join our dynamic team. The ideal candidate... costs. Identify opportunities for automation and technology integration to enhance productivity. Ensure compliance safety...
platform development, sales process & compliance project, marketing campaign and internal education event Support to build the.... We are currently seeking a high calibre professional to join our team as an Assistant Manager. Principal Responsibilities Produce...
Recruit Ref: L0595557059 Posting Date: 2025-02-21 China Comservice (Hong Kong) Limited Bid Manager (Government... documents, proposals, and contract drafts. Ensure compliance, completeness, and accuracy of submissions with relevant laws...
, implementing and reviewing programmes and programme areas in compliance with the internal and external QA related policies...Recruit Ref: L05965924 Posting Date: 2025-02-21 Tung Wah College Limited Assistant Quality Assurance Manager...
Recruit Ref: L0596593 Posting Date: 2025-02-21 Tung Wah College Limited Finance Manager/Assistant Finance Manager...: Finance Manager/Assistant Finance Manager, Finance Office (TWC/25/024/FO/FM_AFM) Duties The appointee...
to join us as Securities Dealing Manager. Principle Responsibilities Execute and monitor the securities dealing activities and its... operations, ensuring strict adherence to internal policies and regulatory requirements. Develop and review the standard...
overall customer satisfaction Adhere to all relevant processes and procedures of the Group compliance policy and internal... calibre Team leader / Executive Insurance Sales Manager to apply the following position to develop their career ladder...
with internal and external stakeholders to ensure successful project delivery. Prepare reports and management information... in relation to system performance and project status, etc. Ensure compliance with regulatory requirements and adherence...
Job Functions: Customer Service Responsibilities: Provide all-rounded support to Private Banking Relationship Manager Receive... applications for clients Attending to general client queries; liaise with internal and external parties to fulfill client requests...
are fully complied with the regulations and standard set by the Bank and regulator. Acts as an account manager and provides... support to operation risk/compliance reporting and monitoring of respective DCD section. Main Responsibilities: Help...
internal parties and external agencies to formulate campaign strategies Evaluate digital marketing activities to identify... any potential compliance risks and operational risks Work with group compliance to keep abreast of and adhere to the updated group...