RESPONSIBILITIES Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice... with other departments on legal, compliance and company secretarial matters Liaise with government bodies and handle regulators’ enquiry...
and customer CDD assessment, analyze and report suspicious transactions to AML/CFT Compliance Officer, and prepare and submit... holder or above in Law, Business or related discipline 5+ years of legal and compliance experience within the banking...
as providing legal advice to management in order to safeguard the Group's interests and mitigate compliance and legal risks... AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance Function Head of Registered Institutions...
and customer CDD assessment, analyze and report suspicious transactions to AML/CFT Compliance Officer, and prepare and submit... holder or above in Law, Business or related discipline 5+ years of legal and compliance experience within the banking...
experience in legal, compliance or audit. High regard will be given to applicants from international financial institutions... will be considered for the post of Senior Audit and Compliance Officer. If you are looking for an environment of growth...
compliance and meet requirements of service quality and corporate governance. To monitor the reporting on service quality...: * Degree in any disciplines, qualifications or experience in social work / public administration / governance / legal...
As part of our team, you are going to: Ensure compliance with the rules and regulations of different market data... and technical units of the company. Review legal documents, business agreements and advertising materials. Look into issues...
opportunity is offered to the right candidate to join us. Responsibilities: Responsible for handling with compliance control... remedial action plans in response to internal and external audit findings Requirements: Bachelor's Degree in Legal...
on business initiatives and specific issues to ensure compliance with legal and regulatory requirements Manage local and regional... return and survey for regulators Carry out compliance trainings to the business units and provide advice to the management...
licensed by the Hong Kong Monetary Authority. This position reports to the Chief Compliance Officer to support, maintain... and enhance legal functions of the department to ensure compliant with legal and regulatory requirements of the bank...
Job description Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function... of Compliance, Insurance is the senior accountable executive responsible for ensuring that HSBC's operations in Hang Seng Bank...
. Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life & Health and Strategic... Officer (BUCO)/the delegated to develop, implement and monitor the risk-based compliance plan covering the relevant regulatory...
. Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life & Health and Strategic... Officer (BUCO)/the delegated to develop, implement and monitor the risk-based compliance plan covering the relevant regulatory...
banking Prepare loan agreements and collateral documents Ensure duly execution of loan documentations and compliance... in accordance with all legal and regulatory requirements Input data and limit to mainframe systems Co-ordinate with frontline...
and regulations to ensure compliance with local legal requirements Provide expert advice and support to the Department Director..., both spoken and written Immediately available is preferred Candidate with less experience will be considered as Senior Officer...
activities Collaborate with the legal team to identify and address any compliance concerns Stay informed of changes...About the role As a CDD Officer, you will be responsible for conducting comprehensive customer due diligence (CDD...
looking for a dedicated and knowledgeable General Banking Officer to their our esteemed team. Responsibilities: - Assist customers... satisfaction and retention. - Stay updated on banking industry trends, regulations, and compliance requirements to ensure adherence...
looking for a dedicated and knowledgeable General Banking Officer to their our esteemed team. Responsibilities: - Assist customers... satisfaction and retention. - Stay updated on banking industry trends, regulations, and compliance requirements to ensure...
and Cook’s Chief Privacy Officer with support from APAC Legal Counsel. Proactively seek opportunities for process improvement... network of contacts and advisors. Participate in Global Ethics & Compliance initiatives. Qualifications: Relevant legal...
and Cook’s Chief Privacy Officer with support from APAC Legal Counsel. Proactively seek opportunities for process improvement... network of contacts and advisors. Participate in Global Ethics & Compliance initiatives. Qualifications Relevant legal...